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10 ".1.1.111111..1.1111111.1.111.1.1.1111.11.1111111111111.397 sitt4 , 6 , 2001

No. 2460 (2)/XVII-V-1-1 (KA)-33-2001

Dated Lucknow, October 6, 2001

IN pursuance of the provision of clause (3) of Article 348 of the Constitution of India, the Governor is pleased to order the publication of the following English translation

of the Uttar Pradesh Lok Sava (Anusuchit Jatiyon, Anusuchit Jan-Jatiyon Aur Anya

Pichhre Vargon Ke Liye Arakshan) (Sanshodhan) Adhiniyam, 2001 (Uttar Pradesh

Adhiniyam Sankhya 21 of 2001) as passed by the Uttar Pradesh Legislature and assented to by the Governor on October 5, 2001.

THE UTTAR PRADESH PUBLIC SERVICES (RESERVATION FOR SCHEDULED

CASTES, SCHEDULED TRIBES AND OTHER BACKWARD CLASSES)

(AMENDMENT) ACT, 2001

(UP. Act No. 21 of 2001)

[As passed by the Uttar Pradesh Legislature]

AN

ACT

to amend the Uttar Pradesh Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Other Backward Gasses) Act, 1994.

IT IS HEREBY enacted in the Fifty-second Year of the Republic of India as follows:-

1. (1) This Act may be called the Uttar Pradesh Public Services

(Reservation for Scheduled Castes, Scheduled Tribes and Other Backward Classes) (Amendment)Act, 2001.

(2) It shall be deemed to come into force on September 15, 2001. Amendment of section 2 of U.P. 2. In section 2 of the Uttar Pradesh Public Services (Reservation Act 110. 4 of 1994 for Scheduled Castes, Scheduled Tribes and Other Backward Classes)

Act, 1994, hereinafter referred to as the principal Act, for clause (b), the following clauses shall be substituted, namely :—

"(14 'backward classes of citizens' means the backward

classes of citizens specified in Part-A of Schedule I;

0 '

Short title

1

Ji tt

rd7 SfkIT 3llift1TinT IRE, 6 31-4c47, 2001 11

(b-I) 'more backward classes of citizens' means the backward

classes of citizens specified in Part-B of Schedule!;

'most backward classes of citizens' means the backward

classes of citizens specified in Part-C of Schedule I;

'other backward classes of citizens' means the backward

classes of citizens, more backward classes of citizens and most backward

classes of citizens."

3. In section 3 of the principal Act, for sub-sections (1), (2), (3), (4) and (5)

the following sub-sections shall be substituted, namely :—

"(1) In public services and posts, there shall be reserved at the stage of

direct recruitment, the following percentages of vacancies to which recruitments are to be made in accordance.with the roster referred to in sub-section (5) in favour of the persons belonging to Scheduled Castes, Scheduled

Tribes and Other Backward Classes of citizens,— in the case of Scheduled Castes specified in

Pad-A of Schedule-Ill ten per cent;

in the case of Scheduled Castes specified in

Part-B of Schedule-III eleven per cent;

in the case of Scheduled Tribes one per cent;

in the case of backward classes of citizen five per cent;

in the case of more backward classes citizens nine per cent;

in the case of most backward classes of fourteen per cent;

citizens:

Provided that the reservation under clauses (d), (e) and (I) shall not apply to the

category of other backward classes of citizens specifieo in Schedule n.

The reservation of vacancies for all categories of persons mentioned in sub-section (1) shall not exceed, in any year of recruitment fifty per cent of the total vacancies of that year as also fifty per cent of the cadre strength of the

service to which the recruitment is to be made. If, in any year of recruitment, suitable candidates belonging to,—

the Scheduled Castes specified in Part-A of Schedule III are not available to fill the vacancies reserved for them, such vacancies shall be filled by persons belonging to the Scheduled Castes specified in Part-B

of the said Schedule;

the Scheduled Castes specified in Part-B of the said Schedule are not available to fill the vacancies reserved for them. such vacancies shall be filled by persons belonging to the Scheduled C.,tcs specified in

Part-A of the said Schedule; the Scheduled Tribes are not available to fill the vacancies

reserved for them, such vacancies shall be filled by persons belonging to the Scheduled Castes specified in Part-B of the said Schedule and if the

persons belonging to such Scheduled Castes are also not available, such vacancies shall be filled by persons belonging to the Scheduled Castes

specified in Part-A of the said Schedule.

Amendment of section 3

12 3-61' Whi Trge; 6 arc-at, 2001

in any year of recruitment, suitable candidates belonging (a) the

the most backward classes of citizens are not available to till the vacancies reserved for them, such vacancies shall be filled by

persons belonging to more backward classes of citizens and if the persons belonging to more backward classes of citizens

are also not available, such vacancies shall •be filled by persons belonging to backward Classes of citizens ;

(h) the more backward classes of citizens

are not available to fill the vacancies reserved for them, such vacancies shall be filled by persons

belonging to most backward classes of citizens and if the persons

belonging to most backward classes are also not available, such

Citizens; vacancies shall be

filled by persons belonging to backward classes of

(C) the backward classes of citizens are not available to fill

the vacancies reserved fOr them, such vacancies shall be filled by persons

belonging to most backward classes of citizens and if the persons

belonging to most backward classes of citizens are also not available,

such vacancies shall be filled by persons belonging to more backward classes of citizens.

(3-B) If, in respect of any year of recruitment any vacancy resents for

any category of persons under sub-section (1) remains unfilled even after

recruitment made under sub-section (3) or sub-section (3-A), special recruitznent may be made for such number of times

,as may be considered category.

necessary to fill such vacancy from amongst the persons belonging to that

•

(4) Where, in respeCt of any year of recruitment, any vacancy reserved rot

any category of persons under sub-section (1), remains unfilled even after recruitment made under sub-section (3) or sub-section (3-A) or even after

special recruitment under sub-section (3-B) such unfilled vacancy may be filled

up in any suceeding year or years of recuitment as a separate class of vacancy

and such class of vacancy shall not be considered together with the vacancies of the year of the recruitment in which it is being filled up

., for the purpose of determining the ceiling of fifty percent reservation of year. the total vacancies of that

(5) The State Government shall for applying the reservation under sub-

section (1), by a notified order, issue a roster comprising the total cadre strength of the public service or post indicating therein the reservation points

and the roster so issued shall be implemented in the form of a running account

from year to year until the reservation for various categories of persons

mentioned in sub-section (1) is achieved, and the operation of the roster and the running account shall, thereafter, come to an

end. As and when a vacancy arises, thereafter in a public service or post the same shall be filled from

the roster.': amongst the persons belonging to the category to

which the post belongs in.

; .

.11

Ta"47 aRTRIR7 W, 6 nit, 2001

4. For Schedule 1 and Schedule H to the principal-Act, the following Schedules rrbsdwart d e of

shaft be substituted, namely :- Schedule II

"SCHEDULE-I '

[See section 2 (b), (b-1) and (b-2)1

Part-A

1. Ahir, Yadav, Gwala, YaduvanshiYa

Part-B

13

Sonar, Sunar, Swarnkar 5..Gujar

Jat

6. Gosain

Munn, Chanau, Patel, Patanwar, 7. Lodh, Lodha, Lodhi, 'Kurmi-Mall, Kunni-Seinthwar Lot, Lodhi-Ftajput

4. Girl 8. ICamboj

Part-C

3

. L Aralch, Arakvanshiya

' • 2. Kachchi, Kachchi-Kushwaha, Shakya / 3:1Caliar, Kashyap

' 4. Kewat, Mallah, Nishad

Kisan '

Koeri

Kumhar, Prajapati

.8. Kasgar

9. Kunjra or Ftaeen

. 10. Gareria, Pal, Vaghel

11. Gaddi, Ghoshi,

.12. Chikwa, Qassab Qureshi, •Chak

13. Chhippi, Chipa.

14. Jogi

Jhoja

Dhafali

Tamoli, Barai, Chaurasia

Tell, Samani, Rogangar, Salm, Rauniar, Gundhi, Arrak

Darji, Idrisi, Kakutstha 20.Dhiver

Naqqal

22. Nat (Those not included in Scheduled Castes . category)

Naik

24, Faqir

Banjara, Ranki, Mukeri, Mukerani

Barhai, Saifi, Vishwalcanna, Panchal, Ramgadhiya, langir, Dhiman

Bari

Beragi

Bind

Biyar

Bhar, Raj-Sitar

13hurji, Bharbhunja, Bhooj, Kandu, 1Cashaudhan

Bhathiara

Mali, .Saini

Sweeper (Those not included in Scheduled Castes category), Halalichor

Lobar, Lohar-Saifi

Lorna, Nonia, Gole-Thakur, Lonia-Chauhan

Rangrez, Rangwa

Marchcha

Halwai, Modanwal

Hajjam, Nai, Salmani, Savita, Sriwas

Rai Sikh

Sakka-Shisti„ Bhisti-Abbasi,

Dhobi (Those not included in the Scheduled Castes or Scheduled Tribes category)

Kasera, Thathera, Tamrakar

Nanbai

C;J;

11

Ii

14

Mirshikar

Shekh, Sanvari (Pirai), Peerahi

Mev, Mewati,

Koshta/Kosliti

Ror

IChtunra, Sangatarash,

Mochi

Kbagi

Tanwar Singharia

Katuwa

Maheegeer

Dangi

Dhakar

Gada

Tan tawa

Joria

Patwa, Patahara, Patehara, Deovanshi

/Cala', Kalwar, Kalar

Manihar, 'Cachet-, Lalchara

Murao, Mural, Maurya

Momin (Ansar)

Muslim ICayastha

69.Mirasi

70. Naddaf (Dhuniya), Mansoori, Kandere, ICadere, ICaran (Kam)"

UM' ;1tt41 effiThrffur IRZ, 6erc-qt, 2001

"SCHEDULE-II

[See section 3 (1)] I. CONSTITUTIONAL POSTS :—

Son or daughter of a person who is or has been,—

the President of India;

the Vice President of India

the Judges of the Supreme Court or High Courts;

the Chairman or Member of the Union Public Service Comnassion or the State Public Service Commission, the Chief Election Commissioner or the Comptroller and Auditor-General of India;

On any other constitutional post of like nature. 11. SERVICE CATEGORY :—

(A) GrouP A or Class 1 officers of the All India. Central and State Services (Direct Recruits) ,Son or daughter of :—

parents, both of whom are Group A or Class I officers;

parents, either of whom is a Group A or Class I officer;

parents, both of whom are Group A or Class I officers, but one of them dies or suffers permanent incapacitation.

parents, either of whom is a Group A or Class I officer mid such parent dies or suffers permanent incapacitation and before such death or such incapacitation has had the benefit of employment in any International Organisation, such as, the United Nations, the International Monetary Fund, World Bank, etceteras., for a period of not less than five years; and

parents, both of whom are Group A or Class I officers and such parents die or suffer permanent incapacitation and before such death or such incapacitation of the both, either of them has had the benefit of employment in any International Organisation such as the United Nations, the

International Monetary Fund, the World Bank etceteras for a period of not less than five years.

3U fl4T affinffiof M' 6 6 31W4T, 2001

(B) Group B or Class II officers of the Central and State Services (Direct Recruits)

15

lie ral ,

Son or daughter or :—

(a) parents, both of whom are Group B or Class II officers;

04 parents of whom only the father is a Group B or Class II officer and he gets into Group A or Class I at the—age of forty year or earlier;

(c) parents, both of whom are Group B or Class II officers and one of them dies or suffers permanent incapacitation and either one of them has had the benefit of eniployment in any International Organisation, such as, the United Nations, the International Monetary Fund, the World Bank etcetera for a period of‘not less than five years before such death or permanent incapacitation;

(d)parents of whoni the father is a Group A or Class I officer (direct recruit or pre-forty promoted)

and the mother is a Group B or Class H officer and the mother dies or suffers permanent incapacitation ; and

(e) parents of whom the mother is a Group A or Class I officer (direct recruit or pre-forty promoted) and, the father is Group B or Class II officer and the father dies or suffers permanent incapacitation.

Explanation— For the purposes of this category it is clarified that the expression, "permanent incapacitation" means incapacitation which results in putting an officer out of serOice.

Employees in Public Sector Undertakings

The criteria specified in sub-category (A) and (B) above shall apply mutatis ntutandis to officers holding equivalent or comparable posts in Public Sector Undertakings, Banks, Insurance Organisation, Universities etceteras and also to equivalnt or comparable posts and positions under private employment

, pending the evaluation of the posts on equivalent or comparable basis in these institutions, the criteria . specifieifin category IV below shall apply to the officers in these institutions.

III—ARMED FORCE INCLUDING PARA MILITARY FORCES (Persons holding civil posts are not included)

, Son or daughter of parents., either or both of whom are in the rank of Colonel and above in the Army or to equivalent posts in the Navy, the Air Force and Para Military Forces.

Explanation—For the purposes of this category the service ranks below Colonel of father and mother shall not be clubbed, together.

11/74ROFESSIONAL CLASS AND THOSE ENGAGED IN TRADE AND INDUSTRY

The criteria specified in category VI below shall apply to—

The persons engaged in profession as a doctor, lawyer, chartered accountant, Income-Tax consultant, dental surgeon, engineer, architect, 'film artist and other film professional, author, play-wright,

sPons persons, sport professional, media professional or any other vacations of like status; and

The persons engaged in trade, business and industry.

Explanation — (i) Where the father is in any profession and the mother is in a Group B or

Class II or lower grade employment, the criteria specified in category VI below shall apply only on the

basis of the father's income and the mother's income shall not be clubbed with it.

(ii) where the mother is in any profession and the father is in a Group B or Class II or lower grade ' employment, the criteria specified in category VI below shall apply only•on the basis of the mother's

income and the father's income shall not be clubbed with it.

16 hitt( AbT eRiTETRTIT ITTE, 6 %GI( 2001

V-PROPERTY OWNERS

(A) Agricultural holdings :—

spouse and minor children, holds — Son or daughter of parents, either of whom together with his family, which includes self, hi

ceiling limit, or only irrigated land which is equal to or more than Eighty five per cent of the statutory

both irrigated and unirrigated land, where the irrigated land (having been brought to a Single type under a common denominator) is not less than forty per cent of the statutory ceilini limit for the

irrigated land, the unirrigated land shall.be converted into the irrigated land on the basis of the existing conversion formula and the irrigated area so computed shall be added to the actual area of the irrigated land and the total area so arrived at in terms of litigated land is equal tri or more than Eighty per cent of the statutory ceiling limit for irrigated land.

Explanation—The terms "statutory ceiling limit" and "conversion formula" shall be construed hi

accordance with the law relating to ceiling on the land holdings of that area in which the land in question is situated.

(B) Plantations :—

(1). Coffee, tea, rubber etceteras.

The criteria specified in the category VI below shall apply—

(2) Mango, citrus, apple etcetera.

The land of Such plantations shall be deemed to be agricultural holding and the criteria specified under sub-category (A) above shall apply.

(C) Vacant land or buildings in urban area or urban agglomerations

The criteria specified in category VI below shall apply.

Explanation— For the purposes of this sub-category it is clarified that building may be used for

residential commercial or industrial purpose and the like two or more such purposes.

V1—INCOME OR WEALTH CRITERIA

Son or daughter of:—

the persons having gross annual income of rupees three lalchs or above or possessing I. wealth above the exemption limit as prescribed in the Wealth Tax Act., 1957 for a period of three consecutive years;

the persons specified in categories I, IT, III or V (A) who are not disentitled to the benefit of reservation but have income from other sources which will bring them within the criteria specified in sub-category (a) above.

Explanation— For the purposes of this category it is clarified that—

Income from salaries or agricultural land shall not be clubbed;

the income criteria in terms of rupee shall be modifed taking into account the change in its value every three years. If the situation, however, so demands, the interregnum may be less."

Ghasiya

Gond

Gual

Habura

14ari

Bela

1Calabaz

Kanjar

Kapariya

Karwal

Khairaha Kharwar (excluding benbansi)

Khatik

Khorot

Kol

Kori

Korwa

Lalbegi

Majhwar

Mazhabi

Musahar

Nat

Pankha

Parahia

Pasi, Tamil

Patari

Rawat

Saharya

Sanaurhiya

Sansiya

shitpkar

Turaaiha."

It

3"d7 utg aitnErr(17 Int, 6 or4c47, 2001

5. After Schedule 11 to the principal Act, the following Schedule shall be isnZai n w

inserted, namely:-

17

"SCHEDULE-111

[See Section 3 (3)1

Part A

1. Chamar, Dhusia, busia, latava

Part B

Agariya

Badhik

Badi

Baheliya

Baiga

Baiswar

13ajaniya

Bajgi

Balahar

Balai

Balmiki

Bangali

Banmanus

Bansphor

Barwar

Basor

Bawariya

Beldar

Beriya

Bhantu

Bhuiya

Bhuyiar

Soria

Chero

Davgar

Dhangar

Dhanuk

Dharkar

Dhobi

Dom

Domar

Dusadh

Gharami

..!

Special provision

rrcruinitents 6. The provisions of the principal Act, as amended by this Act, shall also for pending

apply in respect of such recruittnents to public services and posts as are pending on the date of the commencement of this Act.

Erp/anarion— For the purposes of this section,,_

(a) a recruitment shall be deemed to be pending if in pursuance of that

recruitment no appointment has been made before such commencement ; (h)

the expression "public services and posts" shall have the meaning assigned to it in the principal Act.

Repeal and 1 saving

7. (1) The Uttar Pradesh Public Services Reservation for Scheduled Castes, 11,P. Scheduled Tribes and Other Backward Classes, (Amendment) Ordinance, 2001 is °tea

hereby repealed.

no.1 2001

STATEMENT OF OBJECTS AND REASONS

The Uttar Pradesh Public Services (Reservation for Scheduled Castes, Scheduled Tribes and Other Backwanl Classes) Act, 1994 has been enacted to provide for the reservation

in Public services and posts in favour of persons belonging to the Scheduled Castes, Scheduled Tribes and other backward classes an' citizens and for matters connected, therewith and incidental thereto. A review of the reservation

showed that persons belonging to some of the Scheduled Castes and backward classes of citizens onl policy

y have d e been benefitted most, and persons belonging to ceriain other Castes of Scheduled Castes and other backward , classes of citizens could not get due representatio

n in public services and posts. It was, therefore, considerea necessary and expedient to provide reservation

in such way that all the castes included in the Scheduled Castes and other backward classes of citizens be benefitted and be given due representation in public '

services and posts, by the reservation policy it was decided to amend the said Act to the Scheduled Castes

into two categories and the other backward classes of citizens into three categories keeping in view their

repre,sentation in public services and posts in proponion to their population and provide them reservation public services and post accordingly.

Since the Stare Legislature was not in session and immediate legislative action was necessary to implement the .aforesaid decision, the Uttar Pradesh Public Services (Reservation for Scheduled Castes,

Scheduled Tribes and other Backward Classes) (Amendinent) Ordinance, .2001 (U.P. Ordinance no. 18 of 2001) was prinnuthated by the Governor on September 15, 2001.

Thereafter it has been decided to provide in the aforesaid Act also for,--

year (-it* of the cadre : (I) the reservation in any year or

recruitment to the extent of fifty per cent o vacancies of that

(2) Notwithstanding such repeal anything done or any action taken under the • Provisions of the principal Act, as nended by the Ordinance referred to

in sub-section (I), shall be deemed to have been done or taken under the corresponding

all material times.

provisions of the principal Act as ended by this Act as if this Act were in force at

sitsr affiltITTI 7FAZ, 6 elqW, 2001 19

abolition of restrictions of maximum three special recruitment for unfilled vacancies of a

resented category :

carry forward of unfilled vacancies of any reserved categories as a separate olass of vacancies

until filled ;

issue of roster on the cadre strength by indication reservation points relating to various reserve

categories.

This Bill is introduced to replace the aforesaid Ordinance with the aforesaid amendments.

By order,

Y.R. TRIPATHI,

Pram ukh Such/v.

54? TCrII° tiFe to—go to .169 RIIIT0-6-10-2001—(1154)-850—e26 I

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