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     ENG 415 MODULE 4

    NATIONAL OPEN UNIVERSITY 

    OF NIGERIA SCHOOL OF ARTS

    AND SOCIAL SCIENCES

    COURSE CODE: ENG 415

    COURSE TITLE: LITERARY THEORY AND CRITICISM

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     ENG 415 LITERARY THEORY AND CRITICISM 

    117

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    3

    COURSE

    GUIDE

    ENG 415

    LITERARY THEORY AND CRITICISM

    Course Team Dr. Felix E. Gbenoba and Fidelis N.Okoroegbe

    (Course Developers/Writers) –

    NON !ro". #$o %e&inde

    (Course Editor) – '

    Dr. On$eka 'u&uku (!rogra**e

    +eader/Course Coordinator) , NON

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    NATIONAL OPEN UNIVERSITY OF NIGERIA

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    National Open niversit$ o" Nigeria

    -eaduarters

    0/1 #&*adu 2ello Wa$

    3itoria 'sland4 +agos

    #bu5a O""ie

    5 Dar es Salaam StreetOff Aminu Kano Crescent

    Wuse II4 Abuja

    e,*ail6 e n tr a l in "o 7 n ou . e d u . n g

    8+6 . n o u . e d u . n g

    !ublis&ed b$6

    National Open niversit$ o" Nigeria

    '92N6

    #ll 8ig&ts 8eserved

    !rinted b$6

    mailto:[email protected]://www.nou.edu.ng/http://www.nou.edu.ng/mailto:[email protected]

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    For

    National Open niversit$ o" Nigeria

    CONTENTS

    PAGE

    'ntrodution ............................................................

    .......... iv

    Course #i*s

    ..................................................................... iv

    Course Ob5etives

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    ............................................................ v

    Working t&roug& t&e Course

    ........................................... v

    Course :aterials

    ............................................................... v

    9tud$ nits

    ........................................................................ v

     ;extbooks and 8e"erenes

    ................................................. vi

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    #ssign*ent

    File................................................................. vii

     ;utor,:arked #ssign*ent

    ................................................. vii

    Final Exa*ination and

    Grading.........................................

    viii -o to Get t&e :ost "ro* t&is Course

    ..............................

    viii ;utors and

     ;utorials........................................................... ix

    9u**ar$..................................................................

    ........... x

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    INTRODUCTION

    e!"ome #o ENG 415: L$#erar% T&eor% a'(

    Cr$#$"$sm) 't is a t&ree,redit unit ourse "or 0

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    Ea& unit explains t&e basi priniples o" t&e t&eor$ it

    addresses4 inluding t&e basi priniples o" literar$

    appliation4 in order to enable students rite t&eir on

    t&eoretial interpretations o" literature and read it&

    insig&t &at t&e t&eorists t&e*selves &ave ritten.

     ;&e

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    ourse in general4 de*onstrates &o ritial t&eories

    bot& argue and overlap it& one anot&er4 so*eti*es

    overturning4 and so*eti*es building on t&e insig&ts o" 

    o*peting t&eories. 2$ stud$ing a nu*ber o" literar$

    t&eories4 $ou are re*inded t&at *ultiple viepoints arei*portant i" $ou are to see t&e &ole piture and to grasp

    t&e ver$ proess o" understanding t&at underlies &u*an

    experiene4 t&ereb$ inreasing $our abilit$ to see bot&

    t&e value and t&e li*itations o" ever$ *et&od o" vieing

    t&e orld.

     ;&is Course Guide gives $ou an overvie o" t&e ourse. 'talso provides $ou it& in"or*ation on t&e organisation

    and reuire*ents o" t&e ourse.

    COURSEAIMS

    2asiall$4 t&is ourseai*s at6

    •  enabling students to grasp some teoretical concepts in literature

     b! relating tem to our e"er!da! e#perience

    •  e#plaining to students o$ to appl! teoretical perspecti"es toliterar! $or%s

    •  re"ealing to students te relationsips among teories&teir 

    differences' similarities' strengts' and $ea%nesses(b! appl!ingtem all to literar! $or%s.

    COURSE

    O*+ECTIVES

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    Ea& unit o" t&e ourse also &as so*e set ob5etives.

     ;&ese ill guide $ou in $our stud$. ;&e$ are usuall$

    stated at t&e beginning o" ea& unit4 and &en $ou are

    t&roug& it& stud$ing t&e units go bak and read t&e

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    13

    ob5etives. ;&is ould &elp $ou assi*ilate t&e task $ou

    &ave set out to a&ieve. On o*pletion o" t&e ourse4 $ou

    s&ould be able to6

    a) discuss te emergence of literar! teor! and criticism

     b) e#plain te earliest teorists and critics of literaturec) e#amine te postulations of te "arious teories of literature

    d) discuss te strengts and $ea%nesses of te teories

    e) appl! te teories to te anal!sis and criticism of $or%s of

    literature

    OR,ING THROUGH THISCOURSE

     ;o o*plete t&e ourse4 $ou are reuired to read t&e

    stud$ units and ot&er related *aterials. Aou ill also

    need to undertake pratial exerises "or &i& $ou need

    a pen4 a notebook4 and ot&er *aterials t&at ill be listed

    in t&is guide. ;&e exerises are to aid $ou in

    understanding t&e t&eories being presented. #t t&e end

    o" t&e ourse4 $ou ill rite a "inal exa*ination.

    COURSEMATERIALS

     ;&e *a5or *aterials $ou ill need "or t&isourse are6

    • Course *uide

    • Stud! +nits

    • ,ele"ant te#tboo%s4 including

    references-furter reading

    te ones listed under  

    • Assignment file• .resentation scedule

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    1/

    STUDY UNITS

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     ;&ere are = stud$ units in t&is ourse as "ollos6

    Mo(u!e 1 A' O-er-$e. o/ L$#erar% T&eor% a'(Cr$#$"$sm

    nit 2akground to +iterar$ ;&eor$ and Critiis*

    nit = +iterar$ (Critial) ;&eor$6 # De"inition

    nit B +iterar$ ;&eor$ as a Disipline

    nit 0 +iterar$ Critiis*6 # De"inition

    nit Funtions o" +iterar$ Critiis*

    nit 1 ;&e 8elations&ip beteen t&e

    +iterar$ Criti and t&e Writer

    Mo(u!e 0 T&eor$es o/ L$#era#ure 12

    nit :i*eti ;&eor$ o" #rts

    nit = For*alist ;&eor$ and Critiis*

    nit B Ne Critiis*

    nit 0 9truturalist

    Critiis* nit   !oststr 

    u)tur alis* nit 1

    Deonstrution

    nit 9e*iotis

    Mo(u!e 3 T&eor$es o/ L$#era#ure 02

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    nit :arxist ;&eor$ and Critiis*

    nit = 2iograp&ial Critiis*

    nit B -istorial Critiis*

    nit 0 Ne -istoriis*

    nit !s$&oanal$ti ;&eor$

    Mo(u!e 4 T&eor$es o/ L$#era#ure 32

    nit Fe*inist/Gender Critiis*

    nit = 8eader,8esponse ;&eor$

    nit B !ostolonial ;&eor$

    TET*OO,S AND REFERENCES

    :an$ books &ave been reo**ended in t&e ourse. Aou

    *a$ is& to pur&ase t&e* "or "urt&er reading.

    #bra*s4 :.-. (B). The Mirror and the Lamp. +ondon6 Ox"ord!.

    0alogun' ide2 Approaces to 4odern iterar! 6eories2ww w.unilorin.edu .ng/u!li"#$ i on% /balogun / D o "5. d  & .

    2arr$4 !eter. (=

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    (t& ed.). Ne Aork6 W.W Norton Co*pan$.

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    2la*ires4 -. (). A History of Literary Criticism.+ondon6

    :a*illan

    !ress +td.

    C&ilds4 !eter H Foler4 8oger (=

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    C&iago6 niversit$ o" C&iago !ress.

    :oore,Gilbert4 2art 9tanton4 Garet&4 H :ale$ Will$.(Eds). ().

    )ostcolonial Criticism. Ne Aork6 #ddison4 Wesle$4+ong*an.

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    8ie4 !&ilip H Waug& !atriia. (). Modern

    Literary Theory: A Reader . (0t& ed.). Ne Aork6

    8outledge.

    8i&ter4 David -. (Ed.). (). The Critical Tradition:

    Classic Te%ts and Contemporary Trends. 2ed"ord

    2ooks6 2oston.

    8ivkin4 ulie H 8$an4 :i&ael. (Eds). ().Literary Theory: An

     Anthology . :alden4 :assa&usetts6 2lakell.

     ;$son4 +ois. (=ed nu*ber o" t&e ;utor,

    :arked #ssign*ents (;:#s). Ever$ unit in t&is ourse &as

    a tutor,*arked assign*ent. ;&e total *ark "orassign*ents is B

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    FINAL EAMINATION ANDGRADING

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     ;&e "inal exa*ination o" ENG 415 ill be o" t&ree &ours

    duration. #ll areas o" t&e ourse ill be exa*ined. Find

    ti*e to read t&e unit all over be"ore $our exa*ination.

     ;&e "inal exa*ination ill attrat

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    signi>antl$ i*prove $our &anes o" passing t&e

    ourse. ;&e *ain bod$ o" t&e unit guides $ou t&roug&

    t&e reuired reading "ro* ot&er soures. ;&is ill usuall$

    be eit&er "ro* $our set books or "ro* $our ourse guides.

     ;&e "olloing is a pratial strateg$ "or orking t&roug&

    t&e ourse. '" $ou run into trouble4 telep&one $our tutor.8e*e*ber t&at $our tutor?s 5ob is to &elp $ou. W&en $ou

    need assistane4 do not

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    &esitate to all and ask $our tutor to provide it. -eed

    t&e "olloing advie are"ull$6

    12 ,ead tis Course *uide torougl!8 it is !our first assignment292 Organise a stud! scedule2

    32  :ote te time !ou are e#pected to spend on eac unit and o$ te

    assignments relate to te units2 Wate"er metod !ou coose to

    use' !ou sould decide on and $rite !our o$n dates for $or%ing

    on eac unit2/2 Once !ou a"e created !our o$n stud! scedule' do e"er!ting

    !ou can to stic% to it2 6e major reason tat students fail is tatte! get beind $it teir course $or% . If !ou get into difficulties$it !our scedule' please let !our tutor %no$ before it is too latefor elp2

    52 6urn to +nit 1 and read te Introduction and te Objecti"es for 

    te +nit2;2 Assemble te stud! materials2 Information about $at !ou need

    for a unit is gi"en at te beginning of eac unit2

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    TUTORS ANDTUTORIALS

     ;&ere are eig&t &ours o" tutorials provided in support o" 

    t&is ourse. Aou ill be noti"ied o" t&e dates4 ti*es and

    loation o" t&ese tutorials4 toget&er it& t&e na*e and

    p&one nu*ber o" $our tutor4 as soon as $ou are

    alloated a tutorial group. Aour tutor ill *ark and

    o**ent on $our assign*ents4 keep a lose at& on

    $our progress and on an$ di">ulties $ou *ig&t

    enounter. Aou *ust *ail $our tutor,*arked assign*ents

    to $our tutor ell be"ore t&e due date (at least toorking da$s are reuired). ;&e$ ill be *arked b$ $our

    tutor and returned to $ou as soon as possible. Do not

    &esitate to ontat $our tutor b$ telep&one4 e,*ail4 or

    disussion board i" $ou need &elp. ;&e "olloing *ig&t be

    iru*stanes in &i& $ou ould "ind &elp neessar$.

    Contat $our tutor i"6

    •  !ou do not understand an! part of te stud! units or te assigned

    readings

    •  !ou a"e difficult! $it te self&test e#ercises

    •  !ou a"e a =uestion or problem $it assignment' $it !our tutors comments on an assignment or $it te grading of an

    assignment

     Aou s&ould tr$ $our best to attend t&e tutorials. ;&is is

    t&e onl$ &ane to &ave "ae,to, "ae ontat it& $ourtutor and ask uestions &i& are ansered instantl$.

     Aou an raise an$ proble* enountered in t&e ourse o" 

    $our stud$. ;o gain t&e *axi*u* bene"it "ro* ourse

    tutorials4 prepare a uestion list be"ore attending t&e*.

     Aou ill learn a lot "ro* partiipating in disussions

    ativel$.

    SUMMA

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    RY 

    ENG 415: L$#erar% T&eor% a'( Cr$#$"$sm introdues

    $ou to t&e *a5or t&eoretial approa&es to t&e stud$ o" 

    literature. ;&is is beause t&e stud$ o" literature is nolonger – i" it ever as – si*pl$ t&e stud$ and

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    evaluation o" poe*s4 novels and pla$s. 't is also t&e

    stud$ o" t&e ideas4 issues4 and di">ulties &i& arise in

    an$ literar$ text and in its interpretation. Ne ritial

    t&eories e*erge as literar$ s&olars develop ne

    *et&odologies o" reading4 espeiall$ in t&e arts and&u*anities. 2$ stud$ing t&ese t&eories4 $ou ould &ave

    been provided it& a Ktool kit? "or $our on in"or*ed

    ritial reading and t&oug&t about orks o" literature.

     ;&is Course Guide gives $ou an overvie o" &at to

    expet in t&e ourse o" t&is stud$.

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    MAI

    N

    COUR

    SE

    CONTEN

    TS

    PAGE

    Mo(u!e 1 A' O-er-$e. o/ L$#erar% T&eor% a'(Cr$#$"$sm 1

    nit 2akground to +iterar$ ;&eor$ and Critiis*

    LL..

    nit = +iterar$ (Critial) ;&eor$6 # De"inition

    nit B +iterar$ ;&eor$ as a Disipline

    nit 0 +iterar$ Critiis*6 # De"inition LLLLLLLL

    nit Funtions o" +iterar$ Critiis* =

    nit 1 ;&e 8elations&ip beteen t&e

    and t&eWriterLLLLLLLLLLLLLLL

    Mo(u!e 0 T&eor$es o/ L$#era#ure 12 3

    nit :i*eti ;&eor$ o" #rts LLLLLLLLLLL

    B=

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    nit = For*alist ;&eor$ and Critiis* LLLLLLLLB

    nit B Ne Critiis* LLLLLLLLLLLLLLL.01

    nit 0 9truturalist Critiis* LLLLLLLLLLL..B

    nit   !ost str u)tur alis* LLLLLLLLLLLL..1B

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    nit 1 Deonstrution 1

    nit 9e*iotisLLLLLLLLLLL 0

    Mo(u!e 3 T&eor$es o/ L$#era#ure 02 666666666673

    nit :arxist ;&eor$ and Critiis* LLLLLLLLL B

    nit = 2iograp&ial Critiis* LLLLLLLLLLLL B

    nit B -istorial Critiis* LLLLLLLLLLLLL.

    nit 0 Ne -istoriis* <

    nit !s$&oanal$ti ;&eor$LLLLLLLLLLLL

    <

    Mo(u!e T&eor$es o/ L$#era#ure 32 11

    nit Fe*inist/Gender Critiis* LLLLLLLLL.

    nit = 8eader,8esponse ;&eor$ LLLLLLLLL... =0

    nit B !ostolonial ;&eor$ LLLLLLLLLLLL B

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    MODULE 1 AN OVERVIEW OF LITERARY THEORY

    AND CRITICISM

    +nit 1 0ac%ground to iterar! 6eor! and Criticism

    +nit 9 iterar! Critical) 6eor!B A Definition+nit 3 iterar! 6eor! as a Discipline

    +nit / iterar! CriticismB A Definition

    +nit 5 unctions of iterar! Criticism+nit ; 6e ,elationsip bet$een te iterar! Critic and te

    Writer 

    UNIT 1 BACKGROUND TO LITERARY THEORY AND

    CRITICISM

    CONTENTS

    1.< Introduction9.< Objecti"es3.< 4ain Content

    3.1 6e :ature of iterar! 6eor! and Criticism3.9 ,elationsip bet$een iterar! 6eor! and iterar!

    Criticism

    3.3 6e Comple#it! of iterar! 6eor! and Criticism

    /.< Conclusion5.< Summar!;.< 6utor&4ar%ed Assignment 64A)7.< ,eferences-urter ,eading

    1)9 INTRODUCTION

    In tis unit' $e are going to underta%e a brief o"er"ie$ of te rise and

    de"elopment of literar! teor! and criticism4 especiall! in te 1?t

    and9@t centuries2 One of te most significant canges tat a"e occurred inte field of literar! teor! and criticism is $ere to locate te locus of 

    meaning in a te#t2 In te discipline of literar! criticism4 it $as originall!assumed tat meaning resides $it te autor2 6us' te purpose of interpretation ten $as to discern te autors intention $ic $ouldunloc% te te#tual meaning of te $or% . Eo$e"er' $it time' critics

     began to focus more concertedl! on te te#t itself8 ence meaning cameto be seen as residing $it te reader2 0! subjecting a $or% of art to a

     particular teoretical construct' !ou can ac=uire a deeper understandingof te $or% and a better appreciation of its ricness2 6is unit $illenable !ou grasp te basis of literar! teorising and criticism b! relating

    tem to !our e"er!da! e#perience2 It is also e#pected tat b! te end of 

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    te unit' !ou sould be able to appl! teoretical perspecti"es to literar!

    $or%s2

    2)9 OBJECTIVES

    At te end of tis unit' !ou sould be able toB

    •  trace te istorical de"elopment of literar! teor! and criticism

    •  list some of te notable teorists and critics of literature2

    3)9 MAIN CONTENT

    3)1 The Natue !" L#tea$ The!$ a%& C#t#'#()

    According to Kell! *riffit 9@@9)' prior to te 9@t centur!' tein"estigation of te nature and "alue of literature ad ad a long and

    distinguised istor!' beginning $it .lato and Aristotle and continuing

    into modern times $it suc figures as Sir .ilip Sidne!' on Dr!den'

    Samuel onson' William Words$ort' Samuel 6a!lor Coleridge' and

    4atte$ Arnold2 0ut teir in"estigations focused primaril! on

    e"aluation' not interpretation2 6e! e#plored $at literature is and

     praised or condemned $or%s tat failed to meet $ice"er standardste! deemed essential2 In T'e Reu!li"( to cite one e#treme e#ample'

    .lato condemned #ll literature because it stirs up te passions(lust'

    desire' pain' anger(rater tan nurtures te intellect2

    SELF*ASSESSMENT E+ERCISE

    Wat $as te concern of earl! in"etigators on te nature and "alue of 

    literatureF

    According to ide 0alogun 9@11)' te istor! of literature is te istor!

    of literar! criticism2 6e latter as an all! of te former ma%es creati"e

    $riting more complementar! and elps to conceptualise te pedagogical

    import of te#ts of literature into ideological standpoints2 O"er te ages'literar! teories a"e been te $eapons for te realisation of tis crucial

    obligation of literar! criticism. or 6err! Gagleton4  in  Li$er#r) T'eor)1??;)' te emergence of teor! $as a $a! of emancipating literar!

    $or%s from te strangleold of a ci"ilised sensibilit!4  and tro$ingtem open to a %ind of anal!sis in $ic' in principle at least' an!one

    could participate. 4odern literar! teor! graduall! emerged in Guropeduring te 1?t centur! and gained momentum in te 9@t centur!2

    Gagleton argues tat teor! is te bod! of ideas and metods used in te

     practical reading of literature2 or im4  teories re"eal $at literaturecan mean2 It is a description of te underl!ing principles b! $ic $e

    attempt to understand literature2 6at is to sa!4 all literar! interpretation

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    dra$s on a basis in teor! since it is literar! teor! tat formulates te

    relationsip bet$een autor and $or% .

    SELF*ASSESSMENT E+ERCISE

    Wat is literar! teor! and $en did modern literar! teor! emerge in

    GuropeF

    3)2 Re,at#!%(h#- .et/ee% L#tea$ The!$ L#tea$C#t#'#()

    G"en toug modern literar! teorising and criticism emerged during

    te nineteent centur!' bot attained greater eigts in te 9@t Centur!2

    In fact' te 9@t Centur! could be appropriatel! termed te age of 

    criticism. 6e ricness and te comple#it! of literar! teor! can be seenin te man! critical mo"ements tat sprang up and in te entusiasm

    $it $ic man! critics practised te art2 6e impact of te ne$

     ps!cologies $as deepl! felt in criticism.  4ar#ism4  structuralism'formalism4 semiolog!' ps!coanal!sis4 deconstruction and post&colonialcritical studies are among te man! teories tat dominated te centur!2

    Among te notable critics of te centur! includeB I.A.  ,icards' .., ea"is' 62 S Gliot' 62 G Eulme' William Gmpson' Cristoper Caud$ell'

    on Cro$e' Allen 6ate' ,obert .erm Warren' GHra .ound' Wa!ne

    0oot and Eenr! ames etc2

    In te preface to  A Hi%$or) o& Li$er#r) Cri$i"i%* 1??1)' A. :2 effaresgi"es no room for an! doubt about te %insip of literature' literar!criticism and literar! teories2 Ee sa!sB

    6e stud! of literature re=uires %no$ledge of 

    conte#ts as $ell as of te#ts2 Wat %ind of person

    $rote te poem4  te pla!' te no"el' te essa!FWat forces acted upon tem as te! $rote2

    Wat $as te   istorical' te political' te

     pilosopical' te economic' 

    te cultural bac%ground4 etcF

    All of tese are antecedents to te birt of a particular literar!

     production2 6e argument of effares is tat for literature to be on

    course' it becomes e#pedient tat a structure is put in place to re"eal its

    meaning be!ond te literal le"el2 0roadl!' te#ts of literature $ould

     possess t$o le"els of meaning & te literal and te super&literal2 6e

    super&literal meaning of te#ts of literature is te ideological implication

    of te same' $ic criticism attempts to resol"e2 6e tas% of resol"ing

    te crisis engendered in literar! te#ts is possible troug te formulationof some principles' parameters and paradigms $ic are tecnicall!

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    termed teories2 6eories are meant to interpret and e"aluate $or%s of 

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    literature $it te mind of re"ealing te in&dept implications of suc

    $or%s2

    SELF*ASSESSMENT E+ERCISE

    6e structure put in place to re"eal te meaning of literar! te#t is literar!teor!2 G#plain2

    3)3 The 0C!)-,e#t$ !" L#tea$ The!$ a%& C#t#'#()

    According to 6err! Gagleton 9@@5)' tere are some students $ocomplain tat literar! teor! is impossibl! esoteric8 $o suspect it as an

    arcane' elitist encla"e some$at a%in to nuclear p!sics2 It is true tat a

    literar! education does not e#actl! encourage anal!tical tougt' but

    literar! teor! is in fact no more difficult tan man! teoreticalen=uiries and a good deal easier tan some2

    Some students and critics also protest tat literar! teor! gets in bet$een te reader and te $or%. 6e simple response to tis is tat$itout some %ind of teor!' o$e"er unreflecti"e and implicit' $e$ould not %no$ $at a literar! $or% $as in te first place' or o$ $e$ere to read it2 Eostilit! to teor! usuall! means an opposition to oter 

     peoples teories and obli"ion of ones o$n2

    6!son ois 9@@;)' in an attempt to justif! te stud! of literar! teor!'raises some interesting =uestionsB $! sould $e boter to learn aboutliterar! or critical teoriesF Is it reall! $ort te troubleF Will all tose

    abstract concepts not interfere $it ones natural and personalinterpretations of literatureF 6ese =uestions4  or ones li%e tem4  are

     probabl! te =uestions most fre=uentl! as%ed b! ne$ students of criticalteor!' regardless of teir age or educational status2 iterar! teor! andcriticism offer us ne$ $a!s of tin%ing about literature and about $atare in"ol"ed in reading criticall!2

    iterar! teor! and criticism is an una"oidable part of stud!ingliterature2 0ut teor! especiall! $en it ta%es te form of isms canoften be intimidating or else' fran%l!' boring. iterar! teor! andcriticism aim to e#plain' entertain4 stimulate and callenge te student of literature2 iterar! teor! and criticism ma%e literature refresing'informati"e and stimulating in man! $a!s2 iterar! teor! and criticismelp us to acie"e a better understanding of literature2 A better understanding of te $orld in $ic $e li"e' automaticall!4 comes along$en $e stud! literature' and te stud! of critical teor! ma%es tatenterprise e"en more producti"e2 iterar! teor! and criticism can' notonl! so$ us our $orld and oursel"es troug ne$ and "aluable lenses 4

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     but also strengten our abilit! to tin% logicall!' creati"el!' and $it a

    good deal of insigt in anal!sing $or%s of literature2

    SELF*ASSESSMENT E+ERCISE

    Discuss o$ literar! teor! and criticism can elp readers acie"e better understanding of literature2

    inall!' and most importantl! too' tere is in fact no literar! teor!4 inte sense of a bod! of teor! $ic springs from4  or is applicable to'literature alone2 :one of te teoretical approaces outlined in tis

    course' from 4ar#ism4  structuralism and ps!coanal!sis' is simpl!concerned $it literar! $riting. On te contrar!' te! all emerged fromoter areas of te umanities and a"e implications $ell be!ond

    literature itself2

    )9 CONCLUSION

    In tis unit' attempt as been made to pro"ide an o"er"ie$ of te nature

    and de"elopment of literar! teor! and criticism2

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    0alogun' ide2 Approaces to 4odern iterar! 6eories2ww w.unilorin.edu .ng/u!li"#$ i on% /balogun / D o "5. d  & . Accessed

    4a! 15t' 9@132

    0eat!' 2 et al2 9@@9)2 T'e Nor$on In$rodu"$ion $o Li$er#$ure( +$'edi$ion.  :e$ ?)2  I% $'ere # Te$ in $'i% Cl#%%0 T'e Au$'ori$) o& 

     In$erre$ie Co**uni$ie%. CambridgeB Ear"ard +ni"ersit! .ress2

    r!e' :2 1?57)2  An#$o*) o& Cri$i"i%*,  :e$ erse!B .rinceton+ni"ersit! .ress2

    *raff' *erald2 1?>7)2  2ro&e%%ing Li$er#$ure- An In%$i$u$ion#l Hi%$or),CicagoB +ni"ersit! of Cicago .ress2

    *riffit' Kell!.9@@9)2 3ri$ing E%%#)% A!ou$ Li$er#$ureB A *uide andSt!le Seet)2 6ompson Eeinle Incorporation2

    entriccia' ran% . 1?>@)2 A&$er $'e New Cri$i"i%*. CicagoB +ni"ersit!of Cicago .ress2

    4oore&*ilbert' 0art Stanton' *aret' J 4ale! Will!2 Gds)2 1??7)2 2o%$"oloni#l Cri$i"i%*. :e$

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    ,i"%in' ulie J ,!an' 4icael2 Gds)2 1??>)2  Li$er#r) T'eor)- An An$'olog). 4alden' 4assacusettsB 0lac%$ell2

    6!son' ois2 9@@;).Cri$i"#l T'eor) Tod#)- A U%er riendl) Guide2

     :e$

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    3.9 Distinction bet$een iterar! 6eor! and iterar!Criticism

    /.< Conclusion5.< Summar!

    ;.< 6utor&4ar%ed Assignment 64A)7.< ,eferences-urter ,eading

    1)9 INTRODUCTION

    6is unit pro"ides a general definition of teor! and a specific definition

    of literar! teor!2 It also attempts a distinction bet$een literar! teor!'

    literar! istor! and literar! criticism.

    2)9 OBJECTIVES

    At te end of tis unit' !ou sould be able to

    •  define teor! generall! and literar! teor! in particular 

    •  distinguis bet$een literar! teor! and literar! criticism.

    3)9 MAIN CONTENT

    3)1 Mea%#%; a%& De"#%#t#!% !" L#tea$ The!$

    According to *riffit' before 9@t centur!' tere $as little s!stematicattempt to interpret $or%s of literature' to probe teir meanings2 *riffitfurter contends tat *erald *raff' in  2ro&e%%ing Li$er#$ure 1?>7)' is

     boo% on te istor! of literar! studies in iger education' noted tat before ten tere $as a $idespread assumption tat great literature $asessentiall! self&interpreting and needed no elaborate interpretation. 0utas %no$ledge increases' tere $as a sift in attitude to te metods of literar! teorising.  In fact' b! te end of te 1?t centur!' uni"ersities

     began to include courses in modern literature' and teacers and $riters began to gi"e serious attention to interpreting literature2

    In  Li$er#r) T'eor)- A .er) S'or$ In$rodu"$ion 1???)' onatan Culler defines literar! teor! generall! as te s!stematic account of te nature

    of literature and of te metods for anal!Hing it. Culler furter sa!stat

    One of te most disma!ing features of teor!toda! is tat it is endless2 It is not someting tat

    !ou could learn so as to %no$ teor!. It is anunbounded corpus of $ritings $ic is al$a!s

     being augmented as te !oung and te restless4 incriti=ues of te guiding conceptions of teir 

    elders' promote te contributions to teor! of ne$

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    tin%ers and redisco"er te $or% of older'

    neglected ones2

    In is boo% 4  An E%%#) on Cri$i"i%* 1?;;)' *raam Eoug distinguises

    t$o categories of literar! teories2 6e first categor! e calls tee#trinsic teories and is concerned $it te moral nature of literature26eories in tis categor! primaril! empasise te total essence of 

    literature2 6e second categor! is $at e describes as te intrinsic

    teories' $ic tal% about te formal nature of literature and more

    specificall! $at it is2

    6e intrinsicall! inclined criticism is a eterodiegetic judgment of 

    literature2 6is %ind of literar! teor! isolates a $or% of literature from

    its e#ternal realit!2 6e aderents of tis classification see a te#t of 

    literature as a"ing no relationsip intended or implied $it its e#ternal$orld2 6at suc a $or% is in its o$n $orld2 6e critical teorists in

    tis categor! are te ormalists' Structuralists and .ost&structuralists or 

    te Deconstructionists.

    On te oter and' te e#trinsicall! inspired literar! teories tend to

    associate a literar! piece $it its e#ternal $orld2 Eere' tere is a

    departure from te isolationist pilosop! propounded b! te ideologues

    of te intrinsicall! inclined criticism.  ,ater' te e#trinsic criticism isomodiegetic meaning tat a $or% of literature is essentiall! i) a

    representation of te spirit of te age and ii) a reflection of te $orldin $ic it operates2 It goes furter to see a te#t of literature as a productof te producers poets' no"elists' pla!$rigts and essa!ists)

    imagination' "ision and sensibilit! in is-er e#ternal $orld2 Also' in

    tis %ind of criticism4  te artist does not onl! focus on is e#ternalrealit! but e-se is inside te literar! production and creates a principal

    caracter and oter caracters to carr! out is mission2 6e focus in tis

    respect is for criticism to olisticall! in"estigate a piece of literature

    $it te mind of a"ing a more practical judgment of te same2 4odernliterar! teories in tis categor! are .s!cological or .s!coanal!tical'

    4ar#ist' eminist and .ost&colonialist criticism.

    *enerall!' a teor! is a bod! of rules or principles used to appraise

    $or%s of literature2 And on te oter and' literar! teor! critical

    teor!)4 tries to e#plain te assumptions and "alues upon $ic "ariousforms of literar! criticism rest2

    SELF*ASSESSMENT E+ERCISE

    Discuss te importance of teor! to te stud! of literature2

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    3)2 D#(t#%'t#!% .et/ee% L#tea$ The!$ a%& L#tea$C#t#'#()

    iterar! teor! is a site of man! teories.  iterar! teories $ere

    de"eloped as a means to understand te "arious $a!s people readliterar! te#ts2 6e proponents of eac teor! belie"e teir teor! is $'e

    teor!' but most of us interpret te#ts according to te rules of se"eral

    different teories at a time2 All literar! teories are lenses troug $ic

    $e can see te#ts2 6ere is noting to sa! tat one is better tan anoter 

    or tat !ou sould read according to an! of tem4 but it is sometimes funto decide to read a te#t $it one in mind because !ou often end up

    $it a $ole ne$ perspecti"e on !our reading. 6o stud! literar! teor!is to see% to understand e#actl! o$ readers critics) interpret criticise)

    te#ts' especiall! literar! ones2 4ost scolars toda! $ould agree tat

    tere is no single meaning $aiting to be simpl!  &ound in an! te#t24eaning is' rater'  rodu"ed 4  tat is' it is a function of te differentinterpretati"e strategies $ic "arious readers bring to bear upon a te#t2

    6us' a cardinal rule of modern literar! criticism could be summed up as

    follo$sB $'e #n%wer%6 )ou ge$ &ro* # $e$ deend en$irel) uon $'e 7ind 

    o& 8ue%$ion%6 )ou u$ $o i$ 2 Strictl! spea%ing4  $en $e interpret aliterar! te#t' $e are doing literar! criticism4  but $en $e e#amine tecriteria upon $ic our interpretation rests' $e are appl!ing literar!teor!2 In oter $ords' literar! criticism is te application of critical

    teor! to a literar! te#t' $eter or not a gi"en critic is a$are of te

    teoretical assumptions informing is or er interpretation2 In fact' te$idespread recognition tat literar! criticism cannot be separated from

    te teoretical assumptions on $ic it is based is one reason $! te

    $ord "ri$i"i%* is often used as if it includes te $ord $'eor).

    iterar! istor!' on its part' is te academic discipline $ic definedo$ literature $as taugt and studied from te 1>?@s on$ards2 As adiscipline' it grounds its scientific and social legitimac! in te positi"ististor! of te late 1?t centur!2 As a istorical genre concerned $it te

    metod of establising facts' it e#tends te application of te reliabletools of classical and medie"al pilolog! to modern literature2 iterar!istor! relates literature to te social' political' moral' and intellectuallife of a nation' personalit! or period2 iterar! istor! is not e#pected toreduce $or%s of literature to arci"al documents' but to generate a

     proper e"aluati"e discourse and e#plain $! certain $or%s' $ic $ecall classics' still affect us and become' so to spea% 4  immortal' $ileoters do not sur"i"e teir o$n times' etc2

    SELF*ASSESSMENT E+ERCISE

    Eo$ is literar! teor! different from literar! criticismF

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    )9 CONCLUSION

    In tis unit' $e defined te terms teor! and literar! teor!2 We said

    tat $ile a teor! is a bod! of rules or principles used to appraise$or%s of literature literar! teor! on te oter and is te s!stematicaccount of te nature of literature and of te metods for anal!sing it.

    4)9 SUMMARY

    6is unit defined a teor! as a bod! of rules or principles used to

    appraise $or%s of literature4 $ile literar! teor! critical teor!)4 on itso$n' tries to e#plain te assumptions and "alues upon $ic "arious

    forms of literar! criticism rest2 We also made a distinction bet$een

    literar! teor! and literar! criticism. We said tat $en $e interpret aliterar! te#t' $e are doing literar! criticism4  but $en $e e#amine tecriteria upon $ic our interpretation of a te#t rests' $e are appl!ing

    literar! teor!2

    5)9 TUTOR MARKED ASSIGNMENT 6TMA7

    Discuss te importance of teor! to te stud! of literature2

    8)9 REFERENCES9FURTHER READING

    Abrams' 4.E2 1?53)2 T'e Mirror #nd $'e L#*.  ondonB O#ford +.2

    0alogun' ide2 Approaces to 4odern iterar! 6eories2

    www.unilorin.edu.ng/u!li"#$i on%/balogun / Do "5. d  & . Accessed4a! 15

    t4 9@132

    0eat!' 2 et al2 9@@9)2 T'e Nor$on In$rodu"$ion $o Li$er#$ure( +$'

    edi$ion.  :e$

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    Culler' onatan2 1??7)2  Li$er#r) T'eor)- A .er) S'or$ In$rodu"$ion.O#fordB O#ford +ni"ersit! .ress2

    During4  Simon2 Gd.)2 1???)2 T'e Cul$ur#l S$udie% Re#der .  ondonB

    ,outledge2

    Gagleton' 62 1??;)2 Li$er#r) T'eor)- An In$rodu"$ion( Se"ond Edi$ion.4inneapolisB 6e +ni"ersit! of 4innesota .ress2

    is' Stanle!2 1?>?)2  I% $'ere # Te$ in $'i% Cl#%%0 T'e Au$'ori$) o&  In$erre$ie Co**uni$ie%. CambridgeB Ear"ard +ni"ersit! .ress2

    r!e' :2 1?57)2  An#$o*) o& Cri$i"i%*,  :e$ erse!B .rinceton

    +ni"ersit! .ress2

    *raff' *erald2 1?>7)2  2ro&e%%ing Li$er#$ure- An In%$i$u$ion#l Hi%$or),

    CicagoB +ni"ersit! of Cicago .ress2

    *riffit' Kell!.9@@9)2 3ri$ing E%%#)% A!ou$ Li$er#$ureB A *uide andSt!le Seet)2 6ompson Eeinle Incorporation2

    Eoug' *2 1?;;)2  An E%%#) on Cri$i"i%*4 ondonB *erald Duc%$ortand Co2 td2

    entriccia' ran% . 1?>@)2 A&$er $'e New Cri$i"i%*. CicagoB +ni"ersit!of Cicago .ress2

    4oore&*ilbert' 0art Stanton' *aret' J 4ale! Will!2 Gds)2 1??7)2 2o%$"oloni#l Cri$i"i%*. :e$

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    UNIT 3 WHY STUDY LITERARY THEORY:

    CONTENTS

    1.< Introduction9.< Objecti"e3.< 4ain Content

    3.1 W! Stud! iterar! 6eor!F/.< Conclusion5.< Summar!;.< 6utor&4ar%ed Assignment 64A)

    7.< ,eferences-urter ,eading

    1)9 INTRODUCTION

    As $e e#plained in te last unit' te term literar! teor! $itin te

    discipline of literar! studies' can be best understood as te set of 

    concepts and intellectual assumptions on $ic rests te $or% of 

    e#plaining or interpreting literar! te#ts2 Gssentiall!' teor! in literaturerefers to te $a!s of loo%ing at literature be!ond te t!pical plot&teme

    and caracter&setting studies2 onatan Culler 1??7) in Li$er#r) T'eor)-

     A .er) S'or$ In$rodu"$ion olds tat teor! in literature refers to te principles deri"ed from internal anal!sis of literar! te#ts or from

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    %no$ledge e#ternal to te te#t tat can be applied in multiple

    interpreti"e situations2 4.E2 Abrams points out in T'e Mirror #nd $'e L#* 1?53) tat Lan! reasonabl! ade=uate teor! ta%es some account

    of 2 . . four elements.M 6ese elements areB

    12 6e $or% itself  

    92 6e artist $o creates te $or% 32 6e uni"erse or te nature tat is being imitated b! te $or% 

    /2 6e audience of te $or% 

    6ese elements are diagrammaticall! so$n belo$B

    iterar! teor!' Abrams olds' can be di"ided into four categoriesBmimetic teories' $ic focus on te relationsip bet$een te#t and

    uni"erse b! uni"erse e means all tings of te $orld apart fromaudience' te#t and autor)8 pragmatic teories' $ic are interested in

    te relationsip bet$een te#t and audience8 e#pressi"e teories' $ic

    are concerned $it te te#t,autor relationsip8 and objecti"e teories'te most recent classification' $ic focus on anal!sis of te te#t in

    isolation2 0ecause noting e#ists oter tan uni"erse' te#t' autor and

    audience' an! form of teor! must fit into one of tese four categories'

    or be a combination of se"eral2 or Abrams' tere are autor&based

    teories' reader&based teories' te#t&based teories' and teories tat propose te te#t as imitati"e of te uni"erse2 or instance' $en Cinua

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    Acebe argues tat osep Conrads T'e He#r$ o& D#r7ne%% fails to

    grant full umanit! to te Africans it portra!s4 e $as arguing from te perspecti"e of post&colonial literar! teor! $ic empasises a istor!

    of e#ploitation and racism.  In an attempt to pro"ide a pointed meaning

    of teor! in literature' ide 0alogun contends tatB

    6e tas% of resol"ing te crisis engendered inliterar! te#ts is possible troug te formulationof some principles' parameters and paradigms$ic are tecnicall! termed teories2 6eoriesare meant to interpret and e"aluate $or%s of literature $it te mind of re"ealing te in&dept implications of suc $or%s2

    6is unit e#plains $! te stud! of literar! teor! and criticism isin"aluable2

    2)9 OBJECTIVE

    At te end of tis unit' !ou sould be able toB

    •  e#plain $! te stud! of literar! teor! and criticism is

    important in

    literature.

    3)9 MAIN CONTENT

    3)1 Wh$ Stu&$ L#tea$ The!$:

    iterar! teor! and literar! criticism are interpreti"e tools tat elp us

    tin% more deepl! and insigtfull! about te literature tat $e read2

    iterar! teor!' specificall!4  refers to te set of principles e"ol"ed for te e"aluation of $or%s of literature2 O"er time' different scools of 

    literar! criticism a"e de"eloped' eac $it its o$n approaces to teact of reading.  It is important tat students stud! literar! teor! andcriticism because bot offer different $a!s of interpreting $or%s of 

    literature2 Gac teor! offers itself as te most or te onl!) accurate

    means of understanding uman e#perience2 In man! instances'ad"ocates of te most popular teories of te da! usuall! recei"e te

    acclamation and respect2 Eo$e"er' e"en $itin te ran%s of an! gi"en

    critical teor! tere are countless disagreements among practitioners

    tat result in te emergence of different scools of tougt $itin a

    single teor!2 In fact' te istor! of e"er! literar! teor! is' in effect' te

    istor! of an ongoing debate among its o$n ad"ocates as $ell as anongoing debate $it te ad"ocates of oter teories2 6us' literar!

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    teor! and criticism $ill elp !ou in Ltin%ing teoreticall!4M tat is' toseeing te assumptions' $eter stated or not' tat underlie e"er!

    "ie$point2

    SELF*ASSESSMENT E+ERCISE

    G#plain o$ bot literar! teor! and criticism offer different $a!s of understanding a literar! te#t2

    )9 CONCLUSION

    We a"e e#plained in tis unit tat literar! teor! refers to a particular 

    form of literar! criticism in $ic particular academic' scientific' or 

     pilosopical approac is follo$ed in a s!stematic fasion $ile

    anal!sing literar! te#ts2 In oter $ords' literar! teorists adapt s!stemsof %no$ledge de"eloped largel! outside te realm of literar! studies for 

    instance4 pilosop! or sociolog!) and impose tem upon literar! te#tsfor te purpose of disco"ering or de"eloping ne$ and uni=ue

    understandings of tose te#ts2 rom te foregoing4 $e a"e establisedtat literar! teor! is an indispensable tool $ic critics use to realise

    te goal of sensitising and educating te audience2 6at' b! implication'

    suggests tat te difficult! often encountered in a literar! te#t is often

    resol"ed b! subjecting it to a particular teoretical anal!sis' using te

    frame$or% of a particular teor!2

    4)9 SUMMARY

    In tis unit' !ou learnt tat literar! teor! refers to a set of principlese"ol"ed for te e"aluation of $or%s of literature2 6is unit also stated

    tat literar! teor! is an indispensable tool $ic critics use to realise

    te goal of sensitising and educating te reading audience2 6is' b!

    implication' suggests tat te difficult! often encountered in a literar!

    te#t is often resol"ed b! subjecting it to a particular teoretical anal!sis'

    using te frame$or% of a particular teor!2

    5)9 TUTOR MARKED ASSIGNMENT 6TMA7

    6e istor! of e"er! critical teor! is' in effect' te istor! of an

    ongoing debate among its o$n ad"ocates as $ell as an ongoing debate

    $it te ad"ocates of oter teories2 Discuss2

    8)9 REFERENCES9FURTHER READING

    Abrams' 4.E2 1?53)2 T'e Mirror #nd $'e L#*.  ondonB O#ford +.2

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    0alogun' ide2 Approaces to 4odern iterar! 6eories2ww w.unilorin.edu .ng/u!li"#$ i on% /balogun / D o "5. d  & . Accessed

    4a! 15t' 9@132

    0eat!' 2 et al2 9@@9)2 T'e Nor$on In$rodu"$ion $o Li$er#$ure( +$'edi$ion.  :e$ @)2 A&$er $'e New Cri$i"i%*. CicagoB +ni"ersit!of Cicago .ress2

    4oore&*ilbert' 0art Stanton' *aret' J 4ale! Will!2 Gds)2 1??7)2 2o%$"oloni#l Cri$i"i%*. :e$

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    ,icter' Da"id E2 Gd.)2 1??>)2 T'e Cri$i"#l Tr#di$ion- Cl#%%i" Te$%#nd Con$e*or#r) Trend%. 0edford 0oo%sB 0oston.

    ,i"%in' ulie J ,!an' 4icael2 Gds.)2 1??>)2  Li$er#r) T'eor)- An

     An$'olog). 4alden' 4assacusettsB 0lac%$ell2

    6!son' ois2 9@@;).Cri$i"#l T'eor) Tod#)- A U%er riendl) Guide2 :e$

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    Since te era of .lato and Aristotle' pilosopers' scolars and $riters

    a"e tried to create a more precise and disciplined $a!s of anal!singliterature2 iterar! criticism flourised in Gurope and America $it suc

    literar! giants li%e I. A. ,icards and 2 ,2 ea"is as te fore&runners2G"en in contemporar! criticism' bot men are still "er! mucrecognised and respected2 In fact' ,icards and ea"is $ere te

    teoreticians of literature for se"eral decades2 6e! $ere te do!ens of 

    critical tougt in Gurope and America2

    2)9 OBJECTIVES

    At te end of tis unit' !ou sould be able toB

    •  discuss te importance of literar! criticism to te stud! of 

    literature2

    3)9 MAIN CONTENT

    3)1 The Natue a%& Mea%#%; !" L#tea$ C#t#'#()

    According to te  Rou$ledge Di"$ion#r) o& Li$er#r) Ter*% 9@@;)' to

    criticise' et!mologicall!' means to anal!se and later' to judge2

    Critical teor! in itself can be distinguised from criticism4  since it

    concerns itself $it te formulation of concepts.  It is a pilosopicalacti"it! $ic sould underlie criticism but' again' sould not be

    regarded as part of it2 iterar! teor! refers to a set of principles

    e"ol"ed for te e"aluation of $or%s of literature2 6ere is no single

    approac to te criticism of literature2 Criticism is a formal discourse'

    and tere are so man! approaces to it' !et tese approaces are not

    e#austi"e but represent te most $idel! used contemporar!

    approaces2

    iterar! criticism refers to te anal!sis and judgment of $or%s of 

    literature2 It tries to interpret specific $or%s of literature and also elpsus to identif! and understand different $a!s of e#amining and

    interpreting tem2 6e stud! of literar! criticism contributes to

    maintenance of ig standards of literature2 In our da!&to&da! life' te

    stud! of criticism of literar! $or%s enables us to become a$are of te

     present and past $or%s of literature2 Criticism also enables $riters to

    understand te factors tat affect te =ualit! and caracter of literar!

    $or%s and in tis $a! impro"e teir abilit! to produce better $or%s2

    iterar! criticism allo$s us to see tings from different perspecti"es2 Itallo$s us to gain a far $ider insigt into a $or% of literature tan from

    our o$n perspecti"e2 6at $a!' $e gain a greater understanding of te$orld in $ic $e li"e2

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    In addition' literar! criticism elps readers de"elop critical tin%ing

    s%ills2 iterar! criticism is not an abstract intellectual e#ercise2 It is anatural uman response to literature2 6e discipline of literar! criticism

    is noting more tan discourse&spo%en or $ritten&about literature2 It is a b!&product of te reading process2

    SELF*ASSESSMENT E+ERCISE

    Discuss te importance of literar! criticism to te stud! of literature2

    )9 CONCLUSION

    In tis unit' !ou learnt te definition of literar! criticism as $ell as te

    importance of literar! criticism to te stud! of literature2 6e critic

    anal!ses and e"aluates $at a $riter as $ritten2 Ee comments on ande"aluates te =ualit! of bot te autors literar! composition and is

    "ision of or insigt into uman e#perience.

    4)9 SUMMARY

    We also stated tat ere is no single approac to te criticism of literature2 In addition' $e stated tat a literar! critic approaces a $or% according to establised codes' doctrines or aestetic principles2 Ee is amediator bet$een te $or% and te reading public2 Ee can arouse

    entusiasm in te reader and can as $ell %ill tat entusiasm.

    5)9 TUTOR MARKED ASSIGNMENT 6TMA7

    12 Wat is literar! criticismF

    92 Discuss te role of te literar! critic2

    8)9 REFERENCES9FURTHER READING

    Abrams' 4.E2 1?53)2 T'e Mirror #nd $'e L#*.  ondonB O#ford +.2

    0alogun' ide2 Approaces to 4odern iterar! 6eories2

    www.unilorin.edu.ng/u!li"#$i on%/balogun / Do "5. d  & . Accessed4a! 15

    t4 9@132

    0eat!' 2 et al2 9@@9)2 T'e Nor$on In$rodu"$ion $o Li$er#$ure( +$'

    edi$ion.  :e$

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    Culler' onatan2 1??7)2  Li$er#r) T'eor)- A .er) S'or$ In$rodu"$ion.O#fordB O#ford +ni"ersit! .ress2

    During4  Simon2 1???)2 T'e Cul$ur#l S$udie% Re#der .  Gd)2 ondonB,outledge2

    Gagleton' 62 1??;)2 Li$er#r) T'eor)- An In$rodu"$ion( Se"ond Edi$ion.4inneapolisB 6e +ni"ersit! of 4innesota .ress2

    is' Stanle!2 1?>?)2  I% $'ere # Te$ in $'i% Cl#%%0 T'e Au$'ori$) o&  In$erre$ie Co**uni$ie%. CambridgeB Ear"ard +ni"ersit! .ress2

    r!e' :2 1?57)2  An#$o*) o& Cri$i"i%*,  :e$ erse!B .rinceton

    +ni"ersit! .ress2

    *raff' *erald2 1?>7)2  2ro&e%%ing Li$er#$ure- An In%$i$u$ion#l Hi%$or),CicagoB +ni"ersit! of Cicago .ress2

    *riffit' Kell!.9@@9)2 3ri$ing E%%#)% A!ou$ Li$er#$ureB A *uide andSt!le Seet)2 6ompson Eeinle Incorporation2

    Eoug' *2 1?;;)2  An E%%#) on Cri$i"i%*4 ondonB *erald Duc%$ortand Co2 td2

    entriccia' ran% . 1?>@)2 A&$er $'e New Cri$i"i%*. CicagoB +ni"ersit!of Cicago .ress2

    4oore&*ilbert' 0art Stanton' *aret' J 4ale! Will!2 1??7)2 2o%$"oloni#l Cri$i"i%*. Gds)2 :e$ )2  Modern Li$er#r) T'eor)- A Re#der . /t ed.)2 :e$

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    UNIT 4 FUNCTIONS OF LITERARY CRITICISM

    CONTENTS

    1.< Introduction9.< Objecti"es3.< 4ain Content

    3.1 unctions of iterar! Criticism/.< Conclusion5.< Summar!

    ;.< 6utor&4ar%ed Assignment 64A)7.< ,eferences-urter ,eading

    1)9 INTRODUCTION

    In te last unit' $e stated tat to criticise' et!mologicall!' meant to

    anal!se and later' to judge.  iterar! criticism offers ne$ $a!s oftin%ing about literature and about $at is in"ol"ed in reading criticall!2In tis unit' $e sall attempt to identif! te functions of criticism to te

    understanding of literar! te#ts2

    2)9 OBJECTIVES

    At te end of tis unit' !ou sould be able toB

    •  state te functions of criticism in te stud! of literature

    •  appl! te paradigms discussed in !our o$n critical $ritings2

    3)9 MAIN CONTENT

    3)1 Fu%'t#!%( !" L#tea$ C#t#'#()

    6o stud! literar! criticism is to see% to understand e#actl! o$ readerscritics) interpret criticise) te#ts' especiall! literar! ones2 4ost scolars

    toda! $ould agree tat tere is no single meaning $aiting to be simpl!

     &ound in an! te#t2 4eaning is' rater' rodu"ed 8 tat is' it is a function of 

    te different interpretati"e strategies $ic "arious readers bring to bear 

    upon a te#t2 A cardinal rule of modern literar! criticism ma! be summed

    up as follo$sB $'e #n%wer%6 )ou ge$ &ro* # $e$ deend en$irel) uon

    $'e 7ind o& 8ue%$ion%6 )ou u$ $o i$ .  6e upsot of all tis is tat tesame te#t legitimatel! means different tings to different people2 As a

    result' for e#ample' a 4ar#ist critic $ould necessaril! come up $it a

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    different interpretation from tat of a .s!coanal!tic critic of te samete#t' eac of $ic is e=uall! "alid pro"ided tat tere is te#tuale"idence to support te interpretation in =uestion)2 6e primar!necessit! for literar! criticism lies in te fact tat Lne$ strategies of 

    interpretation of literature are constantl! being de"eloped to cope $itte comple#ities of cange in literar! traditionsM2

    6e importance of literar! criticism terefore resides in its secondar!

     but in"aluable role of interpretation2 Criticism deals $it anal!sing'

    classif!ing4  e#pounding and e"aluating a $or% of art in order to formones opinion2 Serious literar! criticism is bot e"aluati"e and

    anal!tical' tereb! elping us to better a literar! $or% .  Writing on terole of literar! criticism4 I.A. ,icards notes tat Lte critical reading of 

     poetr! prose and drama) is an ardours discipline2 6e lesson of all

    criticism is tat $e a"e noting to rel! upon in ma%ing our coices' butoursel"es.M

    SELF*ASSESSMENT E+ERCISE

    Wat does serious literar! criticism doF

    iterar! criticism begins te "er! moment !ou close te boo% and begins to reflect on $at as been read2 6us' criticism includes te

     process of reflecting on' organising and articulating !our response to a

    gi"en literar! $or%2 Criticism presupposes tat a piece of literaturecontains relationsips and patterns of meaning tat te critic can discern

    and sare after reading a te#t2 It also presupposes tat te critic as te

    abilit! to translate is e#perience of te $o% into intellectual terms tat

    can be communicated to and understood b! oters2 Again' literar!criticism presupposes tat te critics e#perience of te $or% once

    organised and articulated' $ill be compatible $it te e#perience of 

    oter readers2 6is means tat to be "alid and "aluable' te criticsreading of a $or% must accord' at least in some $a!s' $it $at oter 

    intelligent readers' o"er a reasonable period of time are $illing to agree

    on and accept2

    In conclusion' as a student of literar! criticism' some of te =uestions to

    as% !ourself includeB

    •  Am I reading a literar! te#t in order to measure o$ accurate its

    representation of realit! isF

    •  Am I reading a literar! te#t for insigts into te life and mind ofits $riterF

    •  As te reader' is m! role passi"e or acti"eF

    •  is meaning simpl! found in a literar! te#t or is it constructedor produced b! te readerF

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    SELF*ASSESSMENT E+ERCISE

    earn te =uestions to as% !ourself and tr! to recall tem after putting

    !our course material aside2

    )9 CONCLUSION

    In tis unit' !ou learnt tat to stud! literar! criticism is to see% tounderstand e#actl! o$ readers critics) interpret criticise) te#ts'

    especiall! literar! ones2 0! no$' !ou sould a"e understood tat

    meaning in a literar! te#t is  rodu"ed 8 tat is' it is a function of te

    different interpretati"e strategies $ic "arious readers bring to bear 

    upon a te#t2

    4)9 SUMMARY

    iterar! criticism deals $it anal!sing' classif!ing4  e#pounding ande"aluating a $or% of art in order to form ones opinion2 A cardinal rule

    of modern literar! criticism ma! be summed up as follo$sB $'e#n%wer%6 )ou ge$ &ro* # $e$ deend en$irel) uon $'e 7ind o& 

    8ue%$ion%6 )ou u$ $o i$ .  6is implies tat te same te#t legitimatel!means different tings to different people2 As a result' for e#ample' a4ar#ist critic $ould necessaril! come up $it a different interpretation

    from tat of a .s!coanal!tic critic of te same te#t' eac of $ic ise=uall! "alid pro"ided tat tere is te#tual e"idence to support teinterpretation in =uestion)2

    5)9 TUTOR MARKED ASSIGNMENT 6TMA7

    12 Wat is literar! criticismF92 Discuss te role of te literar! critic2

    8)9 REFERENCES9FURTHER READING

    Abrams' 4.E2 1?53)2 T'e Mirror #nd $'e L#*.  ondonB O#ford +.2

    0alogun' ide2 Approaces to 4odern iterar! 6eories2

    www.unilorin.edu.ng/u!li"#$i on%/balogun / Do "5. d  & . Accessed4a! 15

    t4 9@132

    0eat!' 2 et al2 9@@9)2 T'e Nor$on In$rodu"$ion $o Li$er#$ure( +$'edi$ion.  :e$

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    Cilds' .eter J o$ler' ,oger 9@@;)2 T'e Rou$ledge Di"$ion#r) o& 

     Li$er#r) Ter*%. ,outledgeB +SA.

    Culler' onatan2 1??7)2 Li$er#r) T'eor)- A .er) S'or$ In$rodu"$ion.O#fordB O#ford +ni"ersit! .ress2

    During4  Simon2 Gd.)2 1???)2 T'e Cul$ur#l S$udie% Re#der .  ondonB,outledge2

    Gagleton' 62 1??;)2 Li$er#r) T'eor)- An In$rodu"$ion( Se"ond Edi$ion.4inneapolisB 6e +ni"ersit! of 4innesota .ress2

    is' Stanle!2 1?>?)2  I% $'ere # Te$ in $'i% Cl#%%0 T'e Au$'ori$) o& 

     In$erre$ie Co**uni$ie%. CambridgeB Ear"ard +ni"ersit! .ress2

    r!e' :2 1?57)2  An#$o*) o& Cri$i"i%*,  :e$ erse!B .rinceton+ni"ersit! .ress2

    *raff' *erald2 1?>7)2 2ro&e%%ing Li$er#$ure- An In%$i$u$ion#l Hi%$or),

    CicagoB +ni"ersit! of Cicago .ress2

    *riffit' Kell!.9@@9)2 3ri$ing E%%#)% A!ou$ Li$er#$ureB A *uide andSt!le Seet)2 6ompson Eeinle Incorporation2

    Eoug' *2 1?;;)2  An E%%#) on Cri$i"i%*4 ondonB *erald Duc%$ortand Co2 td2

    entriccia' ran% . 1?>@)2 A&$er $'e New Cri$i"i%*. CicagoB +ni"ersit!of Cicago .ress2

    4oore&*ilbert' 0art Stanton' *aret' J 4ale! Will!2 Gds)2 1??7)2 2o%$"oloni#l Cri$i"i%*. :e$

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    UNIT 5 THE RELATIONSHI= BETWEEN THE

    LITERARY CRITIC AND THE WRITER 

    CONTENTS

    1.< Introduction9.< Objecti"es3.< 4ain Content

    Writer 3.1 6e ,elationsip bet$een te iterar! Critic and te

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    /.< Conclusion5.< Summar!;.< 6utor&4ar%ed Assignment 64A)7.< ,eferences-urter ,eading

    1)9 INTRODUCTION

    iterar! criticism ta%es te reader to a iger le"el of cogniti"e tougt

     b! e"aluating $at te critic sa!s' and ten appl!ing it to te piece of literature in $a!s tat te reader ma! not a"e originall! tougt2

    6e literar! critic is concerned $it $at te $riter as tried to sa! in

    is $or% and o$ successful e as been able to e#press it2 or instance'

    te formalist critic is interested in 'ow an autor e#presses an idea'

    $ile te 4ar#ist critic is interested in w'#$ an autor is tr!ing to

    e#press2 6o a certain degree' a literar! critic sould be con"ersant $itliterar! istor! to be able to ma%e a genuine judgement upon a $or% of 

    literature2 Ee sould be a$are of $at oters a"e said and must be

    grounded in literar! teor!2 It is important to note tat literar! critics

    a"e borro$ed from oter disciplines suc as antropolog!' ps!colog!'

    linguistics' ps!colog! and pilosop! to anal!se $or%s of literature

    more percepti"el!2

    2)9 OBJECTIVES

    At te end of tis unit' !ou sould be able toB

    •  discuss te role of te critic and te relationsip bet$een te

    literar! critic and te $riter 

    3)9 MAIN CONTENT

    3)1 The Re,at#!%(h#- .et/ee% the L#tea$ C#t#' a%& the

    W#te

    6e literar! critic gi"es life to a literar! te#t b! bringing out te iddenmeanings embedded in te $or% . 4ost often' it is troug te e!es of te cautious critical reader tat $e e"aluate te success or oter$ise of ate#t2 6e critic anal!ses and e"aluates $at a $riter as $ritten2 Eecomments on' and e"aluates te =ualit! of bot te autors literar!composition and is "ision of' or insigt into uman e#perience2 It

    sould be noted tat a critic does not prescribe $ic realities are "alid'

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     but identifies te nature of te indi"idual e#perience and te aesteticmeans used to e#press tat e#perience2 6e underl!ing implication is

    tat it is not te tas% of te critic to set up or frame prescriptions $ic

    $riters must conform to2 A literar! critic approaces a $or% according

    to establised codes' doctrines or aestetic principles2 Ee is a mediator 

     bet$een te $or% and te reading public2 Ee can arouse entusiasm in

    te reader and can as $ell %ill tat entusiasm.

    *enerall!' despite teir tendenc! to interpret4  rater tan to e"aluateliterature' literar! critics a"e an enormous effect on te literar!

    mar%etplace' not in terms of $at te! sa! about particular $or%s but in

    terms of $ic $or%s te! coose to interpret and $ic $or%s te!ignore2 And of course' critics tend to interpret $or%s tat lend

    temsel"es readil! to te critical teor! te! emplo!2 6us' $ene"er a

    single critical teor! dominates literar! studies' tose $or%s tat lend

    temsel"es $ell to tat teor! $ill be considered Lgreat $or%sM and $ill

     be taugt in te college classroom4 $ile oter $or%s $ill be ignored2

    SELF*ASSESSMENT E+ERCISE

    Discuss te role of te literar! critic2

    )9 CONCLUSION

    In tis unit' !ou learnt tat te literar! critic is concerned $it $at te$riter as tried to sa! in is $or% and o$ successful e as been able

    to e#press it2 or instance' te formalist critic is interested in 'ow an

    autor e#presses an idea' $ile te 4ar#ist critic is interested in w'#$ an

    autor is tr!ing to e#press2

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    0alogun' ide2 Approaces to 4odern iterar! 6eories2

    www.unilorin.edu.ng/u!li"#$i on%/balogun / Do "5. d  & . Accessed4a! 15

    t4 9@132

    0eat!' 2 et al2 9@@9)2 T'e Nor$on In$rodu"$ion $o Li$er#$ure( +$'

    edi$ion.  :e$ @)2 A&$er $'e New Cri$i"i%*. CicagoB +ni"ersit!of Cicago .ress2

    4oore&*ilbert' 0art Stanton' *aret' J 4ale! Will!2 1??7)2 2o%$"oloni#l Cri$i"i%*. Gds)2 :e$ )2  Modern Li$er#r) T'eor)- A Re#der . /t ed.)2 :e$

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    ,icter' Da"id E2 Gd.)2 1??>)2 T'e Cri$i"#l Tr#di$ion- Cl#%%i" Te$%#nd Con$e*or#r) Trend%. 0edford 0oo%sB 0oston.

    ,i"%in' ulie J ,!an' 4icael2 1??>)2 Li$er#r) T'eor)- An An$'olog)2

    Gds)2 4alden' 4assacusettsB 0lac%$ell2

    6!son' ois2 9@@;).Cri$i"#l T'eor) Tod#)- A U%er riendl) Guide2 :e$

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    MODULE 2 THEORIES OF LITERATURE 617

    +nit 1 4imetic 6eor! of Arts

    +nit 9 ormalist 6eor! and Criticism+nit 3 :e$ Criticism+nit / Structuralist Criticism

    +nit 5 Semiotics+nit ; .ost Structuralism

    +nit 7 Deconstruction

    UNIT 1 MIMETIC THEORY OF ARTS

    CONTENTS

    1.< Introduction9.< Objecti"es3.< 4ain Content

    3.1 Origin and 0ac%ground of 4imetic 6eor! of iterature3.9 Central 6enets of te 4imetic 6eor!3.3 A Criti=ue of te 4imetic 6eor! of Art

    /.< Conclusion5.< Summar!;.< 6utor&4ar%ed Assignment 64A)

    7.< ,eferences-urter ,eading

    1)9 INTROODUCTION

    6e mimetic teor! of arts $as among te first to be defined2 It

    originated from Aristotles 3>/ 0C&3990C) conception tat art

    imitates' reproduces or recreates great and lo$ actions2 Eere' great

    actions refer to traged!4 and lo$ actions refer to comed!2 6e mimeticteor! is also %no$n as Art as Imitation2 4imesis' te *ree% $ord for 

    imitation' as been a central term in aestetic and literar! teor! since

    .lato2 It is te earlier $a! to judge an! $or% of art in relation to realit!'$eter te representation is accurate or not2 6oug tis mode starts

    from .lato' it runs troug man! great teorists of ,enaissance up to

    some modern teorists as $ell2 42 E2 Abrams defines imitation as a

    relational term, signif!ing t$o items and correspondence bet$een tem24imesis is te idea tat art imitates realit!' an idea tat traces bac% to

    Aristotle $o argued tat te uni"ersal can be found in te concrete2

    4imesis is de"eloped and applied troug mimetic teories of literature'

    teatre and te "isual arts during te ,enaissance and te Gnligtenment periods2 .ilosopers and $riters including Aristotle' .lato' 4oliere'

    Sa%espeare' ,acine' Diderot and ,ousseau applied te mimetic teor!of literar! criticism to teir $or% and li"es2 6e mimetic teor! is te

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    uni"ersal foundation of literature and of scools of literar! criticism.6e concern for te moral effects of art is often dra$n from mimeticteor!2 6e goal of mimetic criticism is to determine o$ $ell a $or% of literature connects $it te real $orld2 4imetic criticism also arguestat art con"e!s uni"ersal truts instead of just temporal and indi"idual

    truts2

    2)9 OBJECTIVES

    At te end of tis unit' !ou sould be able toB

    •  discuss te postulations of te mimetic teor! of literature

    •  criti=ue te postulations of te mimetic teor! of Art

    3)9 MAIN CONTENT

    3)1 O#;#% a%& Ba'>;!u%& !" M#)et#' The!$ !" L#teatue

    6e *ree% mimetic scool of criticism is based upon te ideas e#pressed b! .lato and Aristotle2 .lato regards te artist as an imitator of 

    imitations8 te painters $or% is trice remo"ed from te Lessential

    natureM of a tingB te artist imitates te p!sical object' $ic is a faint

    cop! of ideas of te ting. .lato claims tat ordinar! art effects badl! on

    te audience because it represents imagination rater tan trut' andnourises teir feeling rater tan reason2 .lato opines tat artists lac% 

    creati"e po$er2 Art is essentiall! mimicr! of nature2 .aintings aresupposed to loo% Ljust li%e te real tingM etc2 Arguabl!' it is te oldest

    and most $idel! eld "ie$ on te nature of art. .lato belie"ed tat art isessentiall! an imitation of nature2 6erefore' according to .lato' art is at

     bestB

    1) useless8 and9) .otentiall! dangerous2

    .lato is con"inced tat Lte artsM form a natural grouping and tat te!all sare a common formB L6at $ic all and onl! Arts a"e incommon b! "irtue of $ic $e recognise eac to be an art and b! "irtueof $ic eac is an art.M or im4 art $as useless because it ser"es nouseful purpose in societ!2 As an Imitation of :ature' it adds no%no$ledge no in$elle"$u#l "alue)2

    Aristotle' on te oter and' treats imitation as a basic uman facult!'

    $ic e#presses itself in a $ide range of arts2 or im4 to imitate is not

    to produce a cop! or mirror reflection of some tings but in"ol"es acomple# mediation of realit!2 or e#ample' in traged! te $riter imitates

     peoples actions rater tan teir caracters2 or im4 tis $orld is real

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     but incomplete so poet endea"ors to complete it troug te imitation2

    6us' poets are bot imitators and creator2

    3)2 Ce%ta, Te%et( !" the M#)et#' The!$ !" L#teatue

    Aristotle' te proponent of te mimetic teor! of art' olds tat art

    imitates te realit! e#isting in us and in te concrete objects around us2

    Eo$e"er' it sould be noted tat art does not merel! imitate te flu# and

    confusion tat confront man8 rater it imitates te necessar! or probable

    conse=uences of gi"en persons in gi"en situations,e"en of imaginar! persons and situations2

    Drama for instance' imitates men in action2 According to Aristotle'

    mimesis is men in action' teir caracters' deeds' passions' and

    e#periences $ile poetic imitation is an imitation of te uman inner 

    action2 Indeed' te main trust of mimesis is tat certain poems simpl!

    tell $at appens and oters drama) actuall! imitate $at appens2 6e

    artist' tat is' imitates realit! b! suppressing accidental irrele"ances and

     b! eigtening te essential $ic is oter$ise onl! imperfectl! realised

    in concrete objects2

    4imetic critics as% o$ $ell te $or% of literature accords $it te real$orld2 6e! anal!se te accurac! of a literar! $or% and its moralit!26e! consider $eter or not it so$s o$ people reall! act' and$eter or not it is correct2 6e mimetic critic assesses a literar! $or% troug te prism of is or er o$n time' judging te te#t according tois o$n "alue s!stem.

    Aristotles  2oe$i"%4  also %no$n as LOn te Art of ImitationM4  is animportant te#t on te stud! of art as imitation2 4imesis is concerned

     primaril! $it te object imitated or reproduced and also te medium of 

    imitation2

    SELF*ASSESSMENT E+ERCISE

    12 0riefl! e#plain te mimetic teor! of literature.92 Discuss te major propositions of te mimetic teor! of

    literature2

    3)3 A C#t#?ue !" the M#)et#' The!$ !" At

    One of te major criticisms le"elled against te mimetic teor! of art istat it fails to recognise te importance of imagination in literar!

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    creati"it!2 Also' te negati"e side of mimetic criticism occurs $en tecritics subjecti"e bias leads to dogmatic condemnation and censorsip2

    4an! $or%s oter$ise labelled aesteticall! great a"e been

     blac%listed' banned or burned trougout te istor! of uman%ind b!

    moral critics2

    or .lato' Art $as potentiall! dangerous for se"eral reasonsB

    A)2 Art is essentiall! decepti"eB te $ole aim of art $as to decei"e2

    Success $as acie"ed $en te spectator mistoo% an imitation for 

    realit!2 urtermore' artists $ere unconcerned $it facts-trut2 It made

    no difference to artists or to te success of teir $or%s $eter te

    images or stories te! depict $ere real or teir messages true or good2

    0) Art is ps!cologicall! de&stabilisingB uman e#istence is' in great part' a struggle to master te emotions and sensual urges b! using reason

    and intellect according to .lato2 6erefore art $as dangerous and

    counterproducti"e to tis end i.e2 rational self ,master!) since it appeals

    not to reason and intellect' but to te ps!cological forces $ic

    constantl! tr! to o"ertro$ reason' namel! passion and emotion2 or 

    im4  .oetr! feeds and $aters te passions instead of dr!ing tem up8

    se lets tem rule' altoug te! ougt to be controlled' if man%ind is

    e"er to increase in appiness and "irtue

    C) Art leads to immoralit!2 Art is unconcerned $it moralit!'

    sometimes e"en teacing immoral lessons2 4oralit!' it $ould seem4 as

    noting to do $it a $or%s success as art.  .lato $orries tat suc art

    $ould encourage immoralit! in te citiHens of te state2 .eople migt

    uncriticall! accept and admire immoral' "icious traits $en te! are

    attracti"el! pac%aged b! s%illed artists distinction bet$een trut and

    illusion- p!sicians and coo%s- eat and cosmetics- beaut! and

    glamour)2 i%e a s%illed cef' artists are onl! interested in pleasing te

     palate' e"en if it poisons te dinner2 Since mimetic art is institutionall!

    di"orced from trut' goodness or an! concern $it real beaut!' it

    creates an en"ironment of superficial fla"ours $ere all sorts of 

    atrocities can be made to seem a tempting confection2

    D)2 Art $as politicall! dangerous' a treat to te common good2 Similar 

    to te point made earlier' .lato $orried tat strong art $ic appeals to

    emotions stirs up negati"e emotions $ic societ! tries to control2 0ut

    tis is more tan just a problem for te indi"idual2 or a people $it a

    istor! of mania4 strong4 emotion&stirring art is rigtl! seen as a treat

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    to te good of state-communit!2 It $as' terefore correctl! te concern

    of go"ernment2 or .lato' "iolence and se# in te media is capable of 

    causing us to be more "iolent' or entrenc se#uall! obsessed culture2

    6is affects not just te people $o consume te "iolent images' but te

    entire communit! of $ic te! are a part.

    Eo$e"er' Aristotle' $o $as .latos most famous student and greatest

    critic' ad a dissenting "ie$2 Disagreeing $it muc else tat .lato said'

    Aristotle agreed tat art $as essentiall! a 4imesis2 0ut' e maintained'

    good) art $as neiter useless nor dangerous' but rater natural and

     beneficial2 It is natural because it is natural for uman beings to imitate2

    An! uman societ! $ic is ealt! $ill be a societ! $ere tere is

    imitati"e art2 :oting is more natural tan for cildren to pretend2 Art

     production and training is a necessar! part of an! education since it usesand encourages te imaginati"e manipulation of ideas2 :oting is more

    natural tan for uman beings to create using teir imagination2

    urtermore' Aristotle olds tat art is not decepti"e because artists

    must accuratel! portra! realit! to be successful2 Drama' for instance'

    must accuratel! portra! ps!cological realit! in order for caracters to

     be belie"able and teir actions understandable2 Again' art teaces

    effecti"el! and it teaces te trut2 Con"incing and po$erful drama is

    con"incing and po$erful because it re"eals some trut of uman nature2

    Aristotle agreed tat art did stir up negati"e emotions but' e claims itten purged tese in a armless' ealt! $a! troug $at e calls tedoctrine of LCatarsis2

    )9 CONCLUSION

    4imetic teor! comes from te *ree% $ord mimesis4 $ic meansimitation and representation' and it states tat people are influenced b!

    eac oter and te $orld around tem4 $en creating' in man! different$a!s2 Since .lato applied te mimetic teor! on literature and separated

    it from narrati"e' mimesis as been gi"en a "er! clear literar! meaning2.lato sees te artist as an imitator of te p!sical $orld around im'

    $ic' according to im4 is alread! an imitation of te idea people a"eof tis $orld2 So basicall! e claims tat a $riter imitates te imitations

    and represents imagination and emotion muc more tan reason and

    realit!2 or tis reason' according to .lato' mimesis affects te readers

    negati"el! b! misleading tem.

    Aristotle disagrees $it .lato in te sense tat for im to imitate te p!sical $orld is not just to cop! it but rater to adapt it2 According to

    Aristotles reception of te mimetic teor!4  imitation is needed tocomplete tis incomplete p!sical $orld people li"e in2 0ut imitation' as

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    e sees it' is rater a comple# creation' a s%ill tat needs to go and&in&

    and $it talent and imaginati"e po$er .

    4)9 SUMMARY

    6e mimetic teor! of arts $as te first to be defined2 It originated from

    Aristotles conception tat art imitates' reproduces or recreates great and

    lo$ actions2 Eere' great actions refer to traged! and lo$ actions refer to

    comed!2 6e mimetic teor! is also %no$n as Art as Imitation2

    In tis unit' $e stated tat Aristotle' te proponent of te mimetic teor!of art' olds tat art imitates te realit! e#isting in us and in te concreteobjects around us2 Aristotles  2oe$i"%4  also %no$n as LOn te Art of ImitationM4 is an important te#t on te stud! of art as imitation2 4imesisis concerned primaril! $it te object imitated or reproduced and alsote medium of imitation2

    5)9 TUTOR MARKED ASSIGNMENT 6TMA7

    Attempt a criti=ue of te 4imetic 6eor! of Art as espoused b! .lato

    and Aristotle2

    8)9 REFERENCES9FURTHER READING

    Aristotle2 9@@;)2  2oe$i"%2 oe Sacs trans.)2 ocus .ilosopicalibrar!B .ullins .ress2

    0lamires' E2 1??1)2  A Hi%$or) o& Li$er#r) Cri$i"i%*, ondonB

    4acmillan .ress td2

    Cilds' .eter J o$ler' ,oger 9@@;)2 T'e Rou$ledge Di"$ion#r) o& 

     Li$er#r) Ter*%. ,outledgeB +SA.

    Culler' onatan2 1??7)2  Li$er#r) T'eor)- A .er) S'or$ In$rodu"$ion.O#fordB O#ford +ni"ersit! .ress2

    Dada' ..O 1??/)2 iterar! Criticism and African iterature2 In OluObafemi Gd.) New In$rodu"$ion $o Li$er#$ure, IbadanB

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    Wellec%' ,ene J Warren' Austin2 1?73)2 T'eor) o& Li$er#$ure2

    4iddlese#B .enguin 0oo%s imited2

    UNIT 2 FORMALIST THEORY AND CRITICISM

    CONTENTS

    1.< Introduction9.< Objecti"es3.< 4ain Content

    3.1 6e Origin of ormalism3.9 0asic .rinciples and 4ain Interpretati"e Strategies of ormalism

    3.3 Criticisms against ormalism/.< Conclusion5.< Summar!

    ;.< 6utor&4ar%ed Assignment 64A)7.< ,eferences-urter ,eading

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    1)9 INTRODUCTION

    ormalism is a branc of te teor! of art for arts sa%e .  ormalistteor! regards literature as a uni=ue form of uman %no$ledge tat needs

    to be e#amined on its o$n terms. It olds tat literature sould assert itsautonom! de"oid of etics or politics. In teir influential boo% entitledT'eor) o& Li$er#$ure 1?73)4  ,ene Welle% and Austin Warren old tatte natural and sensible starting point for $or% in literar! scolarsip is

    te interpretation and anal!sis of te $or%s of literature temsel"es. 6oa formalist4 terefore' a poem or stor! is not primaril! a social4 istorical4or biograpical document8 it is a literar! $or% tat can be understood onl!

     b! reference to its intrinsic literar! features4 tat is' tose elements foundin te te#t itself2 6o anal!se a poem or stor!4  terefore' te formalist

    critic focuses on te $ords of te te#t rater tan facts about te autorslife or te istorical milieu in $ic it $as $ritten. 6e critic pa!s specialattention to te formal features of te te#t(te st!le4 structure4  imager!4tone4 and genre.

    6ese features4 o$e"er' are usuall! not e#amined in isolation4  becauseformalist critics belie"e tat $at gi"es a literar! te#t its special status as

    art is o$ all its elements $or% togeter to create te readers total

    e#perience.  Art for arts sa%e is a mo"ement tat appeals to a pureaestetic element of form.

    2)9 OBJECTIVES

    At te end of tis unit' !ou sould be able toB

    •  trace te de"elopment of formalist teor!

    •  discuss te teoretical assumptions of formalism•  e#amine te criticisms against formalist teor! and criticism

    3)9 MAIN CONTENT

    3)1 O#;#% !" F!)a,#()

    or  ma l is m o  r i gin ate  d in ,us  si a i n 1 ?1  5 $  it t  efounding of te  Mo%"ow Lingui%$i" Cir"le and in te follo$ing !ear 41?1;4 of its St..etersburg counterpart' Oo9#: Mu%7oi$e%2 6e major actors in

    tis critical scool includeB Nictor S%lo"s%!' ,oman a%obson4

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    0oris Gi%enbaum4  Osip 0ri% 4 

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     particular $or%s4  autors biograp!4  istor!4  politics' pilosop!'etc are torougl! e#cluded from literar! anal!sis.  iterature as anindependent e#istence4 and formalism attempts to create anindependent science $ic studies specificall! literar! material.

    SELF*ASSESSMENT E+ERCISE

    Wat is te goal of formalismF

    ormalism e#cludes all mimetic and e#pressi"e definitions of literature.  or formalists4  literature is not seen as te e#pression of an autors personalit! and $orld&"ision' or as a realistic mimetic)

    representation of te $orld in $ic e li"ed2 6is is because in

    reading te literar! te#t as an instrument of e#pression or  

    representation' te specificit! of its literar! =ualities is li%el! to be

    o"erloo%ed.  ormalism empasises te independent e#istence of literar! studies2

    ormalism olds tat literature is different from all oter materials

     because it tends to defamiliarise objects8 tat is4 ma%e tings strange2It refreses our sense of life and e#perience2 Art defamiliarises

    tings tat a"e become abitual or automatic2 6e familiar is madestrange in art. .ractical e"er!da! language is made strange in poetr!

     because te effect of poetr! is to ma%e language obli=ue4 difficult4

    attenuated or tortuous.

    G"en te p!sical sounds of $ords temsel"es become unusuall!

     prominent2 6is defamiliarised perception of $ords' $ic inordinar! circumstances $e fail to notice is te result of te formal

     basis of poetr!. ormalists belie"e tat poetic speec does not differ from ordinar! speec just because it ma! include construction

    different from e"er!da! language and $ord,order in"ersions4  but because its formal de"ices r!me and r!tm) act on ordinar! $ords

    to rene$ our perception of tem2

    SELF*ASSESSMENT E+ERCISE

    Wat does LdefamiliarisationM mean to formalistsF

    3)3 A C#t#?ue !" F!)a,#()

    A lot of criticisms a"e been le"elled against te f  ormalist teor!

    of art2 or instance' it does not assign an! significance to teautor 4  te $orld outside4  or e"en tougt. :o recognition is gi"en

    to te relation bet$een te#t and realit! $ic are %e! elements insome oter critical teories2 or te formalists' literature as noting to

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    do $it "ision or $it autorial meaning2 A gi"en $or% of art is onl! part of te general bod! of literature4 not a part of te personalit! of itsautor2 ormalist critics tell us tat te empasis in practical language

    is on te referent and te realit! referred to2 G"er! oter ting4  sucas r!me or alliteration' is onl! secondar! to te purpose of te

    communication.  0ut in poetic language4  referentialit! is irrele"ant'and te empasis is on te means of e#pression itself . 0ecause of tis'a poetic utterance as no functionalities $it te real conte#t in $ic it

    is produced and cannot be assumed to refer to an! aspect of its

     producers e#istence.

    anguage in poetr! does not point to an object be!ond itself2 It is

    entirel! self&sufficient and autonomous.  Wat is important is not teautor' but literariness2 iterature does not refer to an!ting in te

    $orld of realit!8 it does not reflect tat $orld2 Indeed' literar! te#ts

    ma%e familiar tings to become strange2 It dislocates our abitual perceptions of te real $orld so as to ma%e it te object of a rene$ed

    attention.  ormalism unearts te formal mecanisms $ereb! tiseffect of defamiliarisation is produced.  S%lo"s%! argued tatliterature creates a "ision of te object instead of ser"ing as a

    means of %no$ing it.  In poetr!4  te de"ices of poetr! are s tudied notfor temsel"es4 but for teir capacit! to ma%e objects strange. Imager!'!perbole4  parallelism comparison' and repetition all bring aboutdefamiliarisation2

    Anoter criti=ue against formalist critical teor! is tat it does not

    recognise te traditional dicotom! bet$een orm and Content.  It isinterested onl! in orm. 6raditionall!4 form $as considered to be a %indof decorati"e supplement $ile content is te tougt or idea. orm$as considered to be a "essel into $ic content could be poured2 6is

    same form $as tougt capable of recei"ing a "ariet! of differentcontents2 If te form canged' it $as at te instance of content2 6e

    empasis $as put on content2 ormalist teor! re"ersed te priorit! of 

    content o"er form and e#clusi"el! promoted te importance of form

    o"er content2 Content ten becomes dependent on form2 Content doesnot a"e an! separate from independent e#istence in literature2 :o

    amount of literar! anal!sis can distil content from form2 orm itself is

    determined' not b! content' but b! moter forms2 orm predetermines

    content2

    SELF ASSESSMENT E+ERCISE

    Discuss te major criticisms against formalist critics2

    Wit te rise of 4ar#ism in ,ussia in te 1?3@s' formalism $as dri"enout of literar! discourse in Stalinist +SS,8 ence te formalists see

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    4ar#ist critics as teir literar! or ideological enemies.  6e formalistteor! tat literature is a special realm to be distinguised from tesocial and political $orld) clearl! stands in direct opposition to te

    4ar#ist belief tat literature cannot be understood apart from its

    istorical conte#t2 0ecause of its empasis on structure or language'

    formalism as inspired or gi"en rise to oter language, basedteories of literar! criticism2 One of suc critical perspecti"es is

    Structuralism4 $ic $ill be e#amined in subse=uent unit.

    )9 CONCLUSION

    In tis unit' !ou learnt tat formalist criticism de"eloped and flourised

    in ,ussia in te middle of te 9@t centur!2 6o te formalists' a $or% of 

    literature is percei"ed as being autotelic in te sense tat suc is Lself&

    complete' $ritten for its o$n sa%e' and unified b! its formM2 erome0eat! et al 9@@9)2 6e interpretation of tis is tat form metods'

    de"ices' etc) used to present ideas in a $or% of literature is e#alted more

    tan content teme)2 rom te ormalists standpoint' a $or% of literature is e"aluated on te basis of its literar! de"ices and te

    susceptibilit! of te same to scientific in"estigation2 6e critics concern

    terefore is to identif! and discuss tose de"ices in order to determine

    te literariness of suc a te#t ide 0alogun' 9@11)2

    4)9 SUMMARY

    In tis unit4  !ou a"e been taugt tat formalist criticism regardsliterature as a uni=ue form of uman %no$ledge tat needs to be

    e#amined on its o$n terms.  ormalist critics belie"e tat $at gi"es aliterar! te#t its special status as art is o$ all its elements $or% togeter to create te readers total e#perience. A %e! metod tat formalists useto e#plore te intense relationsips $itin a poem is close reading4  acareful step, b!&step anal!sis and e#plication of a te#t.  6e purpose of close reading is to understand o$ "arious elements in a literar! te#t

    $or% togeter to sape its effects on te reader .  Writing about tesortcoming of formalist criticism' ide 0alogun opines tat te critical

     practice of te ormalists needs a furter appraisal because of its loss of 

    te organic essence of literature2 6is is so because a $or% of literature

    is a representation of a central idea or teme $ose interpretation is

    dependent on te different elements tat contribute to its fulfilment and

    meaning.  It $ould not be possible for Wole So!in%as T'e Tri#l% o&  ;ro$'er

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    onl! on tis aspect of a te#t is a mere pursuance of sado$ at te

    e#pense of substance2

    5)9 TUTOR MARKED ASSIGNMENT 6TMA7

    12 Discuss te major concerns of te formalist critics2

    92 ist some of te allegations le"elled against formalism.

    8)9 REFERENCES9FURTHER READING

    0alogun' ide2 Approaces to 4odern iterar! 6eories2

    ww w.unilorin.edu .ng/u!li"#$ i on% /balogun / D o "5. d  & .

    0eat!' 2 et al2 9@@9)2 T'e Nor$on In$rodu"$ion $o Li$er#$ure( +$'

    edi$ion.  :e$

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    UNIT 3 NEW CRITICISM

    CONTENTS

    1.< Introduction

    9.< Objecti"es3.< 4ain Content3.1 6e Gmergence of :e$ Criticism3.9 4ain Interpretati"e Strategies of :e$ Criticism

    /.< Conclusion5.< Summar!;.< 6utor&4ar%ed Assignment 64A)7.< ,eferences-urter ,eading

    1)9 INTRODUCTION

     :e$ Criticism is a product of some American uni"ersities in te 1?3@sand /@s2 It stresses a close reading of te te#t itself2 As a strateg! of reading4  :e$ Criticism "ie$s te $or% of literature as an aesteticobject independent of istorical conte#t and as a unified $ole tatreflects te unified sensibilit! of te artist2 :e$ Criticism aims at

     bringing a greater intellectual rigour to literar! studies' confining itself to careful scrutin! of te te#t alone and te formal structures of parado#'ambiguit!' iron!' and metapor' among oters2 6e :e$ Critics arefired b! te con"iction tat teir readings of poetr! $ould !ield a

    umanising influence on readers and tus counter te alienatingtendencies of modern' industrial life2 In Cri$i"#l T'eor) Tod#)- A U%er 

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     riendl) Guide( ois 6!son 9@@;) submits tat :e$ Criticismdominated literar! studies from te 1?/@s troug te 1?;@s and as left

    a lasting imprint on te $a! $e read and $rite about literature2 Some of 

    its most important concepts concerning te nature and importance of 

    te#tual e"idence(te use of concrete' specific e#amples from te te#t

    itself to "alidate our interpretations( a"e been incorporated into te

    $a! most literar! critics toda!' regardless of teir teoretical persuasion'

    support teir readings of literature2 or te :e$ Critics' toroug

    te#tual support is needed for literar! interpretations2

    6o full! appreciate :e$ Criticisms contribution to literar! studiestoda!' $e need to remember te form of criticism it replacedB te

     biograpical&istorical criticism tat dominated literar! studies in te

    1?t centur! and te earl! decades of te 9@t2 At tat time4  it $ascommon practice to interpret a literar! te#t b! stud!ing te autors lifeand times to determine #u$'ori#l in$en$ion4  tat is' te meaning teautor intended te te#t to a"e2 6e autors letters' diaries and essa!s$ere combed for e"idence of autorial intention as $ereautobiograpies' biograpies and istor! boo%s2 In its most e#tremeform4 biograpical&istorical criticism seemed4  to some' to e#amine tete#ts biograpical&istorical conte#t in%$e#d of e#amining te te#t2 InAmerica' te :e$ Critics called teir literar! interpretation Lclosereading.M

    In tis unit' !ou are going to learn some of :e$ Criticisms

    contributions to literar! studies and te teoretical frame$or% tat

    underlies teir interpretation2 Some oter teories li%e reader&response

    criticism and structuralism stand in opposition to :e$ Criticism.

    2)9 OBJECTIVES

    At te end of tis unit' !ou sould be able toB

    •  trace te de"elopment of :e$ Criticism


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